Cipher Capital’s Hercules Capital HTGC Stock Holding History

Cipher Capital’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-23,749	Closed	-$314K	–	573
2022 Q4	$314K	Buy	+23,749	New	+$323K	0.06%	375
2022 Q3	–	Sell	-15,063	Closed	-$203K	–	514
2022 Q2	$203K	Buy	+15,063	New	+$235K	0.05%	353
2021 Q1	–	Sell	-31,549	Closed	-$455K	–	580
2020 Q4	$455K	Buy	+31,549	New	+$402K	0.05%	347
2019 Q1	–	Sell	-24,153	Closed	-$267K	–	599
2018 Q4	$267K	Buy	+24,153	New	+$295K	0.04%	431
2018 Q1	–	Sell	-14,249	Closed	-$187K	–	618
2017 Q4	$187K	Sell	14,249 -19,270	-57%	-$252K	0.01%	574
2017 Q3	$433K	Sell	33,519 -26,323	-44%	-$338K	0.03%	502
2017 Q2	$792K	Buy	+59,842	New	+$831K	0.06%	402

Other funds holding HTGC

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

T. Rowe Price Investment Management Baltimore, Maryland $153B AUM 38.14% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

ACM

Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

Cipher Capital's HTGC Position: Q1 2023 in Review

Cipher Capital sold out of Hercules Capital (HTGC) in Q1 2023, closing a stake of 23,749 shares — an estimated $314K sold.

Cipher Capital first reported a position in HTGC in Q2 2017 and held it in 7 quarters. The position peaked at $792K in Q2 2017. 257 funds tracked by Wall St. Rank hold HTGC as of Q1 2023.

Cipher Capital reported no remaining Hercules Capital position as of Q1 2023 after selling out during the quarter.
Cipher Capital sold 23,749 Hercules Capital shares in Q1 2023, an estimated $314K.
Cipher Capital first reported a position in Hercules Capital in Q2 2017 and held it in 7 quarters.
Cipher Capital's Hercules Capital position peaked at $792K in Q2 2017.
257 funds tracked by Wall St. Rank held Hercules Capital as of Q1 2023.

Based on Cipher Capital's 13F filing for Q1 2023, filed 15 May 2023.