Aptus Capital Advisors’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-60,175	Closed	-$771K	–	436
2019 Q2	$771K	Buy	60,175 +9,425	+19%	+$121K	0.11%	144
2019 Q1	$642K	Buy	50,750 +21,750	+75%	+$275K	0.11%	124
2018 Q4	$320K	Buy	+29,000	New	+$320K	0.08%	76