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Hercules Capital

148 hedge funds and large institutions have $430M invested in Hercules Capital in 2016 Q3 according to their latest regulatory filings, with 19 funds opening new positions, 67 increasing their positions, 39 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 39

66% more call options, than puts

Call options by funds: $509K | Put options by funds: $307K

46% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 13

14% more capital invested

Capital invested by funds: $377M → $430M (+$53.8M)

1.25% more ownership

Funds ownership: 41.16%42.41% (+1.3%)

1% more funds holding

Funds holding: 147148 (+1)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

Holders
148
Holders Change
+1
Holders Change %
+0.68%
% of All Funds
3.95%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.05%
New
19
Increased
67
Reduced
39
Closed
13
Calls
$509K
Puts
$307K
Net Calls
+$202K
Net Calls Change
-$1.05M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
76
Bank of America
North Carolina
$527K -$1.84K -138 -0.4%
SCM
77
Silver Capital Management
New York
$515K -$21.3K -1,600 -4%
US Bancorp
78
US Bancorp
Minnesota
$495K -$45.4K -3,406 -9%
GCP
79
GSA Capital Partners
United Kingdom
$475K +$22.3K +1,676 +5%
SI
80
Stephens Inc
Arkansas
$468K +$91K +6,827 +25%
California Public Employees Retirement System
81
California Public Employees Retirement System
California
$411K +$265K +19,900 +191%
State Street
82
State Street
Massachusetts
$386K
Commonwealth Equity Services
83
Commonwealth Equity Services
Massachusetts
$375K +$1.24K +93 +0.3%
WP
84
WealthSource Partners
California
$375K +$58.7K +4,400 +19%
Tudor Investment Corp
85
Tudor Investment Corp
Connecticut
$366K -$133K -9,968 -27%
Capital Fund Management (CFM)
86
Capital Fund Management (CFM)
France
$365K +$359K +26,900 New
CIBC World Market
87
CIBC World Market
Ontario, Canada
$364K -$69.7K -5,225 -16%
PI
88
PineBridge Investments
New York
$364K -$32.2K -2,416 -8%
LTFS
89
Ladenburg Thalmann Financial Services
Florida
$353K +$72.8K +5,463 +27%
HI
90
HBK Investments
Texas
$339K +$178K +13,362 +115%
Creative Planning
91
Creative Planning
Kansas
$310K +$228K +17,102 +295%
FAAS
92
First Allied Advisory Services
California
$301K -$106K -7,963 -26%
EGA
93
Eagle Global Advisors
Texas
$296K +$291K +21,820 New
Comerica Bank
94
Comerica Bank
Texas
$282K -$5.65K -424 -2%
WFI
95
West Family Investments
California
$271K -$1.63M -122,502 -86%
WA
96
WealthTrust Axiom
Pennsylvania
$250K
Citadel Advisors
97
Citadel Advisors
Florida
$246K +$242K +18,139 New
SFA
98
Sequoia Financial Advisors
Ohio
$235K -$30.8K -2,312 -12%
Capstone Investment Advisors
99
Capstone Investment Advisors
New York
$217K +$214K +16,036 New
CAN
100
Cetera Advisor Networks
California
$217K +$214K +16,036 New