Capital Fund Management (CFM)
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Capital Fund Management (CFM)’s Hercules Capital HTGC Stock Holding History

Capital Fund Management (CFM)’s Portfolio HTGC Stock Details HTGC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2020
Q4 		– Sell
-23,420
Closed -$271K – 1404
2020
Q3 		$271K Buy
+23,420
New +$260K ﹤0.01% 1141
2018
Q3 		– Sell
-45,300
Closed -$573K – 2090
2018
Q2 		$573K Buy
45,300
+14,900
+49% +$184K ﹤0.01% 1543
2018
Q1 		$368K Sell
30,400
-6,000
-16% -$75.2K ﹤0.01% 1569
2017
Q4 		$478K Sell
36,400
-21,900
-38% -$286K ﹤0.01% 1468
2017
Q3 		$752K Buy
58,300
+28,800
+98% +$369K 0.01% 1060
2017
Q2 		$391K Buy
+29,500
New +$410K ﹤0.01% 1191
2017
Q1 		– Sell
-11,700
Closed -$165K – 1619
2016
Q4 		$165K Sell
11,700
-15,200
-57% -$207K ﹤0.01% 1587
2016
Q3 		$365K Buy
+26,900
New +$359K ﹤0.01% 1316
2014
Q2 		– Sell
-53,483
Closed -$753K – 1780
2014
Q1 		$753K Buy
+53,483
New +$838K 0.01% 1058

Other funds holding HTGC

T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
SIS
Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
SAMH
Shanda Asset Management Holdings Tortola,, British Virgin Islands $2.09B AUM 39.34% 1-Year Est. Return
JP Morgan Chase
JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return
GIP
Granite Investment Partners El Segundo, California $1.95B AUM 49.89% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
MC
Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return
ACM
Advisors Capital Management Ridgewood, New Jersey $9.45B AUM 27.66% 1-Year Est. Return
Sumitomo Mitsui Trust Group
Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $175B AUM 40.63% 1-Year Est. Return

Capital Fund Management (CFM)'s HTGC Position: Q4 2020 in Review

Capital Fund Management (CFM) sold out of Hercules Capital (HTGC) in Q4 2020, closing a stake of 23,420 shares — an estimated $271K sold.

Capital Fund Management (CFM) first reported a position in HTGC in Q1 2014 and held it in 9 quarters. The position peaked at $753K in Q1 2014. 193 funds tracked by Wall St. Rank hold HTGC as of Q4 2020.

  • Capital Fund Management (CFM) reported no remaining Hercules Capital position as of Q4 2020 after selling out during the quarter.
  • Capital Fund Management (CFM) sold 23,420 Hercules Capital shares in Q4 2020, an estimated $271K.
  • Capital Fund Management (CFM) first reported a position in Hercules Capital in Q1 2014 and held it in 9 quarters.
  • Capital Fund Management (CFM)'s Hercules Capital position peaked at $753K in Q1 2014.
  • 193 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2020.

Based on Capital Fund Management (CFM)'s 13F filing for Q4 2020, filed 12 Feb 2021.