Capital Fund Management (CFM)

Capital Fund Management (CFM)’s Hercules Capital HTGC Stock Holding History

Capital Fund Management (CFM)’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q4	–	Sell	-23,420	Closed	-$271K	–	1488
2020 Q3	$271K	Buy	+23,420	New	+$260K	0.01%	1141
2018 Q3	–	Sell	-45,300	Closed	-$573K	–	2166
2018 Q2	$573K	Buy	45,300 +14,900	+49%	+$184K	0.01%	1543
2018 Q1	$368K	Sell	30,400 -6,000	-16%	-$75.2K	0.01%	1569
2017 Q4	$478K	Sell	36,400 -21,900	-38%	-$286K	0.01%	1468
2017 Q3	$752K	Buy	58,300 +28,800	+98%	+$369K	0.01%	1060
2017 Q2	$391K	Buy	+29,500	New	+$410K	0.01%	1191
2017 Q1	–	Sell	-11,700	Closed	-$165K	–	1668
2016 Q4	$165K	Sell	11,700 -15,200	-57%	-$207K	﹤0.01%	1587
2016 Q3	$365K	Buy	+26,900	New	+$359K	0.01%	1316
2014 Q2	–	Sell	-53,483	Closed	-$753K	–	1840
2014 Q1	$753K	Buy	+53,483	New	+$838K	0.02%	1058

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

VanEck Associates

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Sumitomo Mitsui Trust Group

Sumitomo Mitsui Trust Group Minato-Ku, Tokyo, Japan $154B AUM 29.96% 1-Year Est. Return