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Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
PG
76
PEAK6 Group
Illinois
$467K 40,437 +14,450 +56%
DnB Asset Management
77
DnB Asset Management
Norway
$463K 40,039 -1,700 -4%
PP
78
PDT Partners
New York
$439K 38,015 +38,015 New
BIG
79
Blackthorn Investment Group
Kansas
$433K 37,500 +37,500 New
CA
80
Cetera Advisors
Colorado
$420K 36,446 +7,365 +25%
PPA
81
Parametric Portfolio Associates
Washington
$416K 36,022 -131 -0.4%
FAAS
82
First Allied Advisory Services
California
$410K 35,506 +460 +1%
DWM
83
Dorchester Wealth Management
Quebec, Canada
$390K 27,050 +27,050 New
GCP
84
GSA Capital Partners
United Kingdom
$348K 30,163 +996 +3%
WRM
85
Westport Resources Management
Connecticut
$343K 29,696 -9,322 -24%
State Street
86
State Street
Massachusetts
$329K 28,443 – –
Commonwealth Equity Services
87
Commonwealth Equity Services
Massachusetts
$326K 28,209 +4,314 +18%
DTL
88
Dynamic Technology Lab
Singapore
$324K 27,836 +27,836 New
AL
89
Airain Ltd
Guernsey
$308K 26,709 +26,709 New
RJFSA
90
Raymond James Financial Services Advisors
Florida
$286K 24,791 +24,791 New
Tudor Investment Corp
91
Tudor Investment Corp
Connecticut
$278K 24,045 +24,045 New
HighTower Advisors
92
HighTower Advisors
Illinois
$266K 23,013 +23,013 New
California Public Employees Retirement System
93
California Public Employees Retirement System
California
$249K 21,600 -1,600 -7%
US Bancorp
94
US Bancorp
Minnesota
$245K 21,256 +2,505 +13%
MCM
95
McKinley Capital Management
Alaska
$237K 20,512 -1,390 -6%
GWM
96
Gupta Wealth Management
California
$206K 17,821 – –
Victory Capital Management
97
Victory Capital Management
Texas
$200K 17,465 +17,465 New
KCM
98
Kempner Capital Management
Texas
$164K 14,200 – –
BTS
99
BB&T Securities
Virginia
$161K 13,961 -600 -4%
Jane Street
100
Jane Street
New York
$161K 13,952 +13,952 New
2 3
4
5 6