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Hercules Capital
HTGC

Overview Fund Activity

191 hedge funds and large institutions have $494M invested in Hercules Capital in 2019 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 61 increasing their positions, 47 reducing their positions, and 24 closing their positions.

Holders
191
Holders Change
+14
Holders Change %
+7.91%
% of All Funds
3.77%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.08%
New
42
Increased
61
Reduced
47
Closed
24
Calls
$964K
Puts
$722K
Net Calls
+$242K
Net Calls Change
+$1.92M

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$7.92M
2
Macquarie Group
2
Macquarie Group
Australia
$8.31M
3
Millennium Management
3
Millennium Management
New York
$11.3M
4
Assenagon Asset Management
4
Assenagon Asset Management
Luxembourg
$3.07M
5
Rockefeller Capital Management
5
Rockefeller Capital Management
New York
$2.98M

Top Sellers

1
JPMorgan Chase & Co
1
JPMorgan Chase & Co
New York
$13.9M
2
MPAM
2
Monarch Partners Asset Management
Massachusetts
$1.74M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$1.34M
4
Deutsche Bank
4
Deutsche Bank
Germany
$896K
5
Citadel Advisors
5
Citadel Advisors
Florida
$5.84M
Name Market Value Shares Shares
Change 		Shares
Change %
MPAM
51
Monarch Partners Asset Management
Massachusetts
$1.74M 123,816 -407,266 -77%
BI
52
Bramshill Investments
Florida
$1.63M 116,458 – –
JCM
53
Jag Capital Management
Missouri
$1.59M 113,364 +34,684 +44%
HighTower Advisors
54
HighTower Advisors
Illinois
$1.55M 111,153 +72 +0.1%
TFCM
55
Taylor Frigon Capital Management
Arizona
$1.55M 110,578 -1,704 -2%
Skandinaviska Enskilda Banken (SEB)
56
Skandinaviska Enskilda Banken (SEB)
Sweden
$1.53M 108,800 – –
Two Sigma Investments
57
Two Sigma Investments
New York
$1.34M 95,188 -176,356 -65%
AG
58
Aperio Group
California
$1.21M 86,215 +15,118 +21%
SPC
59
Sigma Planning Corp
Michigan
$1.2M 85,563 +16,501 +24%
CANY
60
Caxton Associates (New York)
New York
$1.18M 84,151 +72,032 +594%
New York State Common Retirement Fund
61
New York State Common Retirement Fund
New York
$1.16M 82,612 -5,200 -6%
LTFS
62
Ladenburg Thalmann Financial Services
Florida
$1.14M 81,045 -84 -0.1%
AWA
63
Arkadios Wealth Advisors
Georgia
$1.06M 69,222 +69,222 New
Neuberger Berman Group
64
Neuberger Berman Group
New York
$1.02M 72,377 +24,058 +50%
AG
65
Advisor Group
Arizona
$988K 70,504 -7,883 -10%
Bank of New York Mellon
66
Bank of New York Mellon
New York
$973K 69,416 -5,047 -7%
DnB Asset Management
67
DnB Asset Management
Norway
$965K 68,833 – –
CNFG
68
Creegan & Nassoura Financial Group
New Hampshire
$963K 68,695 +68,695 New
D.E. Shaw & Co
69
D.E. Shaw & Co
New York
$955K 68,101 -349 -0.5%
Truist Financial
70
Truist Financial
North Carolina
$955K 68,125 +68,125 New
SW
71
SVB Wealth
Massachusetts
$933K 66,572 +66,572 New
Deutsche Bank
72
Deutsche Bank
Germany
$896K 64,018 -153,364 -71%
NGA
73
Naples Global Advisors
Florida
$847K 60,417 +53 +0.1%
Balyasny Asset Management
74
Balyasny Asset Management
Illinois
$721K 51,400 +51,400 New
AAS
75
Avantax Advisory Services
Texas
$690K 49,257 +21,362 +77%
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