Advisor Group’s Hercules Capital HTGC Stock Holding History

Advisor Group’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$988K	Sell	70,504 -7,883	-10%	-$110K	0.01%	1199
2019 Q3	$1.05M	Buy	78,387 +23,281	+42%	+$304K	0.01%	1111
2019 Q2	$706K	Buy	55,106 +5,837	+12%	+$75.7K	0.01%	1365
2019 Q1	$623K	Sell	49,269 -34,037	-41%	-$434K	0.01%	1438
2018 Q4	$919K	Buy	83,306 +394	+0.5%	+$4.8K	0.01%	986
2018 Q3	$1.09M	Sell	82,912 -42,815	-34%	-$571K	0.01%	933
2018 Q2	$1.59M	Buy	125,727 +1,649	+1%	+$20.4K	0.02%	637
2018 Q1	$1.5M	Buy	124,078 +2,355	+2%	+$29.5K	0.02%	671
2017 Q4	$1.6M	Sell	121,723 -6,896	-5%	-$90.1K	0.02%	650
2017 Q3	$1.66M	Buy	128,619 +45,835	+55%	+$588K	0.03%	574
2017 Q2	$1.1M	Buy	82,784 +7,250	+10%	+$101K	0.02%	708
2017 Q1	$1.14M	Sell	75,534 -22,304	-23%	-$327K	0.02%	654
2016 Q4	$1.38M	Sell	97,838 -9,898	-9%	-$135K	0.03%	536
2016 Q3	$1.46M	Buy	107,736 +59	+0.1%	+$787	0.04%	503
2016 Q2	$1.34M	Buy	+107,677	New	+$1.31M	0.04%	508

Other funds holding HTGC

Shanda Asset Management Holdings Tortola,, British Virgin Islands $1.84B AUM 36.09% 1-Year Est. Return

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Granite Investment Partners El Segundo, California $1.63B AUM 38.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Advisors Capital Management Ridgewood, New Jersey $8.58B AUM 23.43% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

JP Morgan Chase

JP Morgan Chase New York $1.47T AUM 27.86% 1-Year Est. Return