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Hercules Capital
HTGC

Overview Fund Activity

169 hedge funds and large institutions have $392M invested in Hercules Capital in 2019 Q1 according to their latest regulatory filings, with 32 funds opening new positions, 59 increasing their positions, 51 reducing their positions, and 31 closing their positions.

Holders
169
Holders Change
-2
Holders Change %
-1.17%
% of All Funds
3.66%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.11%
New
32
Increased
59
Reduced
51
Closed
31
Calls
$494K
Puts
$3.68M
Net Calls
-$3.19M
Net Calls Change
-$2.61M

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$27.4M
2
JPMorgan Chase & Co
2
JPMorgan Chase & Co
New York
$25.3M
3
Goldman Sachs
3
Goldman Sachs
New York
$6.26M
4
SAMH
4
Shanda Asset Management Holdings
British Virgin Islands
$30.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$3.84M

Top Sellers

1
AM
1
Ares Management
California
$7.33M
2
UBS Group
2
UBS Group
Switzerland
$16.6M
3
NC
3
Northpointe Capital
Michigan
$0
4
Loomis, Sayles & Company
4
Loomis, Sayles & Company
Massachusetts
$0
5
CFG
5
CNO Financial Group
Indiana
$0
Name Market Value Shares Shares
Change 		Shares
Change %
TFCM
51
Taylor Frigon Capital Management
Arizona
$1.51M 119,041 -4,542 -4%
BI
52
Bramshill Investments
Florida
$1.47M 116,458 +50,396 +76%
HighTower Advisors
53
HighTower Advisors
Illinois
$1.4M 110,957 +9,338 +9%
OCG
54
Opus Capital Group
Ohio
$1.27M 100,419 -115,290 -53%
D.E. Shaw & Co
55
D.E. Shaw & Co
New York
$1.18M 93,190 -114,012 -55%
New York State Common Retirement Fund
56
New York State Common Retirement Fund
New York
$1.11M 87,812 +208 +0.2%
LTFS
57
Ladenburg Thalmann Financial Services
Florida
$1.06M 84,041 +2,448 +3%
Bank of New York Mellon
58
Bank of New York Mellon
New York
$1.03M 81,167 -3,032 -4%
PAM
59
PVG Asset Management
Colorado
$970K 76,620 +76,620 New
CA
60
Cetera Advisors
Colorado
$935K 73,702 -109 -0.1%
DnB Asset Management
61
DnB Asset Management
Norway
$845K 66,739 – –
CF
62
Centaurus Financial
California
$797K 10,094 +2,408 +31%
NGA
63
Naples Global Advisors
Florida
$779K 61,565 -550 -0.9%
CS
64
Credit Suisse
Switzerland
$673K 53,117 +53,117 New
Cambridge Investment Research Advisors
65
Cambridge Investment Research Advisors
Iowa
$657K 51,880 +8,473 +20%
SGI
66
Summit Global Investments
Utah
$644K 50,900 -7,300 -13%
ACA
67
Aptus Capital Advisors
Alabama
$642K 50,750 +21,750 +75%
AG
68
Advisor Group
Arizona
$623K 49,269 -34,037 -41%
DIM
69
DC Investments Management
Virginia
$604K 47,728 – –
CIC
70
Carnegie Investment Counsel
Ohio
$583K 46,026 -1,565 -3%
OPA
71
Old Port Advisors
Maine
$563K 44,448 -111 -0.2%
BTS
72
BB&T Securities
Virginia
$549K 43,383 -6,204 -13%
AG
73
Aperio Group
California
$530K 41,833 -3,150 -7%
Envestnet Asset Management
74
Envestnet Asset Management
Illinois
$527K 41,665 +6,184 +17%
TG
75
TCW Group
California
$506K 40,000 +17,800 +80%
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