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Hercules Capital
HTGC

Overview Fund Activity

150 hedge funds and large institutions have $422M invested in Hercules Capital in 2017 Q3 according to their latest regulatory filings, with 21 funds opening new positions, 52 increasing their positions, 52 reducing their positions, and 32 closing their positions.

Holders
150
Holders Change
-15
Holders Change %
-9.09%
% of All Funds
3.75%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
21
Increased
52
Reduced
52
Closed
32
Calls
$927K
Puts
$919K
Net Calls
+$8K
Net Calls Change
+$225K

Top Buyers

1
AM
1
Ares Management
California
$14M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$4.17M
3
Millennium Management
3
Millennium Management
New York
$4.42M
4
Morgan Stanley
4
Morgan Stanley
New York
$9.28M
5
NC
5
Northpointe Capital
Michigan
$10.7M

Top Sellers

1
MC
1
Muzinich & Co
New York
$40.7M
2
GIP
2
Granite Investment Partners
California
$0
3
LSV Asset Management
3
LSV Asset Management
Illinois
$6.04M
4
CCMLC
4
Cardinal Capital Management LLC (Connecticut)
Connecticut
$3.35M
5
AllianceBernstein
5
AllianceBernstein
Tennessee
$9.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
MWNA
51
Marshall Wace North America
New York
$922K +$5.93K +456 +0.6%
Citadel Advisors
52
Citadel Advisors
Florida
$905K +$742K +57,516 +455%
NGA
53
Naples Global Advisors
Florida
$899K – – –
DnB Asset Management
54
DnB Asset Management
Norway
$879K – – –
AIM
55
Advantage Investment Management
Iowa
$815K +$38.2K +2,965 +5%
TRSOTSOK
56
Teachers Retirement System of the State of Kentucky
Kentucky
$784K – – –
Wellington Management Group
57
Wellington Management Group
Massachusetts
$784K – – –
Capital Fund Management (CFM)
58
Capital Fund Management (CFM)
France
$752K +$371K +28,800 +98%
D.E. Shaw & Co
59
D.E. Shaw & Co
New York
$722K +$722K +56,004 New
HI
60
HBK Investments
Texas
$719K +$467K +36,210 +186%
SSP
61
Sapphire Star Partners
Washington
$706K +$706K +54,731 New
TCM
62
Tufton Capital Management
Maryland
$689K -$45.2K -3,502 -6%
Cambridge Investment Research Advisors
63
Cambridge Investment Research Advisors
Iowa
$687K -$64.7K -5,014 -9%
BCM
64
Buckhead Capital Management
Georgia
$676K +$12.9K +1,000 +2%
IH
65
IFC Holdings
Florida
$665K +$665K +51,650 New
BTS
66
BB&T Securities
Virginia
$631K -$90.2K -6,998 -13%
Bank of Montreal
67
Bank of Montreal
Ontario, Canada
$618K +$525K +40,629 +564%
ARTA
68
A.R.T. Advisors
New York
$611K -$85.1K -6,600 -12%
SCM
69
Shelton Capital Management
Colorado
$593K +$593K +46,000 New
California Public Employees Retirement System
70
California Public Employees Retirement System
California
$591K +$165K +12,800 +39%
Commonwealth Equity Services
71
Commonwealth Equity Services
Massachusetts
$590K -$7.65K -593 -1%
PI
72
PineBridge Investments
New York
$558K +$236K +18,284 +73%
Northern Trust
73
Northern Trust
Illinois
$533K -$617K -47,749 -54%
NSEDCP
74
NJ State Employees Deferred Compensation Plan
New Jersey
$516K -$323K -25,000 -38%
SCM
75
Silver Capital Management
New York
$462K -$174K -13,474 -27%
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