NJ State Employees Deferred Compensation Plan’s Hercules Capital HTGC Stock Holding History

NJ State Employees Deferred Compensation Plan’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-40,000	Closed	-$516K	–	474
2017 Q3	$516K	Sell	40,000 -25,000	-38%	-$321K	0.09%	308
2017 Q2	$861K	Hold	65,000	–	–	0.16%	201
2017 Q1	$983K	Hold	65,000	–	–	0.19%	183
2016 Q4	$917K	Hold	65,000	–	–	0.18%	193
2016 Q3	$881K	Hold	65,000	–	–	0.18%	191
2016 Q2	$807K	Hold	65,000	–	–	0.17%	200
2016 Q1	$786K	Hold	65,000	–	–	0.17%	204
2015 Q4	$792K	Hold	65,000	–	–	0.16%	212
2015 Q3	$657K	Hold	65,000	–	–	0.14%	230
2015 Q2	$751K	Hold	65,000	–	–	0.15%	233
2015 Q1	$876K	Hold	65,000	–	–	0.17%	210
2014 Q4	$967K	Hold	65,000	–	–	0.19%	188
2014 Q3	$940K	Hold	65,000	–	–	0.19%	174
2014 Q2	$1.05M	Hold	65,000	–	–	0.21%	164
2014 Q1	$915K	Hold	65,000	–	–	0.19%	192
2013 Q4	$1.07M	Hold	65,000	–	–	0.22%	145
2013 Q3	$991K	Hold	65,000	–	–	0.22%	147
2013 Q2	$906K	Buy	+65,000	New	+$846K	0.21%	152

Other funds holding HTGC

T. Rowe Price Associates

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Principal Financial Group

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Royal Bank of Canada

Royal Bank of Canada Toronto, Ontario, Canada $528B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Millennium Management

Millennium Management New York $134B AUM 35.51% 1-Year Est. Return