NJ State Employees Deferred Compensation Plan’s Hercules Capital HTGC Stock Holding History

NJ State Employees Deferred Compensation Plan’s Portfolio HTGC Stock Details HTGC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-40,000	Closed	-$516K	–	474
2017 Q3	$516K	Sell	40,000 -25,000	-38%	-$321K	0.09%	308
2017 Q2	$861K	Hold	65,000	–	–	0.16%	201
2017 Q1	$983K	Hold	65,000	–	–	0.19%	183
2016 Q4	$917K	Hold	65,000	–	–	0.18%	193
2016 Q3	$881K	Hold	65,000	–	–	0.18%	191
2016 Q2	$807K	Hold	65,000	–	–	0.17%	200
2016 Q1	$786K	Hold	65,000	–	–	0.17%	204
2015 Q4	$792K	Hold	65,000	–	–	0.16%	212
2015 Q3	$657K	Hold	65,000	–	–	0.14%	230
2015 Q2	$751K	Hold	65,000	–	–	0.15%	233
2015 Q1	$876K	Hold	65,000	–	–	0.17%	210
2014 Q4	$967K	Hold	65,000	–	–	0.19%	188
2014 Q3	$940K	Hold	65,000	–	–	0.19%	174
2014 Q2	$1.05M	Hold	65,000	–	–	0.21%	164
2014 Q1	$915K	Hold	65,000	–	–	0.19%	192
2013 Q4	$1.07M	Hold	65,000	–	–	0.22%	145
2013 Q3	$991K	Hold	65,000	–	–	0.22%	147
2013 Q2	$906K	Buy	+65,000	New	+$846K	0.21%	152

Other funds holding HTGC

T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Northpointe Capital Bloomfield Hills, Michigan $258M AUM 1.97% 1-Year Est. Return

Ares Management Los Angeles, California $2.29B AUM 0.27% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

NJ State Employees Deferred Compensation Plan's HTGC Position: Q4 2017 in Review

NJ State Employees Deferred Compensation Plan sold out of Hercules Capital (HTGC) in Q4 2017, closing a stake of 40,000 shares — an estimated $516K sold.

NJ State Employees Deferred Compensation Plan first reported a position in HTGC in Q2 2013 and held it in 18 quarters. The position peaked at $1.07M in Q4 2013. 163 funds tracked by Wall St. Rank hold HTGC as of Q4 2017.

NJ State Employees Deferred Compensation Plan reported no remaining Hercules Capital position as of Q4 2017 after selling out during the quarter.
NJ State Employees Deferred Compensation Plan sold 40,000 Hercules Capital shares in Q4 2017, an estimated $516K.
NJ State Employees Deferred Compensation Plan first reported a position in Hercules Capital in Q2 2013 and held it in 18 quarters.
NJ State Employees Deferred Compensation Plan's Hercules Capital position peaked at $1.07M in Q4 2013.
163 funds tracked by Wall St. Rank held Hercules Capital as of Q4 2017.

Based on NJ State Employees Deferred Compensation Plan's 13F filing for Q4 2017, filed 6 Feb 2018.