HTGC icon

Hercules Capital
HTGC

Overview Fund Activity

140 hedge funds and large institutions have $319M invested in Hercules Capital in 2015 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 52 increasing their positions, 33 reducing their positions, and 26 closing their positions.

Holders
140
Holders Change
–
Holders Change %
0%
% of All Funds
3.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
27
Increased
52
Reduced
33
Closed
26
Calls
$566K
Puts
$639K
Net Calls
-$73K
Net Calls Change
-$20K

Top Buyers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$10.7M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$12M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.06M
4
Goldman Sachs
4
Goldman Sachs
New York
$3.93M
5
Invesco
5
Invesco
Georgia
$17.5M

Top Sellers

1
EAM
1
Edge Asset Management
Washington
$19M
2
GIP
2
Granite Investment Partners
California
$0
3
CPIM
3
Columbia Partners Investment Management
Virginia
$0
4
BC
4
Brinker Capital
Pennsylvania
$0
5
Robeco Institutional Asset Management
5
Robeco Institutional Asset Management
Netherlands
$2.09M
Name Market Value Shares Shares
Change 		Shares
Change %
Legal & General Group
51
Legal & General Group
United Kingdom
$956K 82,680 +15,887 +24%
Citigroup
52
Citigroup
New York
$917K 79,351 +48,589 +158%
CCP
53
Clough Capital Partners
Massachusetts
$912K 79,000 +79,000 New
Cambridge Investment Research Advisors
54
Cambridge Investment Research Advisors
Iowa
$892K 77,205 -3,886 -5%
Two Sigma Advisers
55
Two Sigma Advisers
New York
$883K 76,414 +76,414 New
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$872K 75,488 -28,854 -28%
NGA
57
Naples Global Advisors
Florida
$869K 75,196 +2,640 +4%
PCM
58
Polaris Capital Management
Massachusetts
$764K 66,114 – –
NSEDCP
59
NJ State Employees Deferred Compensation Plan
New Jersey
$751K 65,000 – –
HB
60
Homrich & Berg
Georgia
$747K 64,654 +1,382 +2%
Bank of Montreal
61
Bank of Montreal
Ontario, Canada
$724K 62,700 +59,700 +1,990%
TG
62
TCW Group
California
$721K 62,400 +2,400 +4%
Wellington Management Group
63
Wellington Management Group
Massachusetts
$702K 60,743 – –
TRSOTSOK
64
Teachers Retirement System of the State of Kentucky
Kentucky
$702K 60,743 – –
LPL Financial
65
LPL Financial
California
$663K 56,868 -10,906 -16%
VFS
66
VSR Financial Services
Kansas
$641K 55,473 +17,000 +44%
MCM
67
Millie Capital Management
California
$622K 53,812 +1 +0%
CIBC Private Wealth Group
68
CIBC Private Wealth Group
Georgia
$617K 53,383 +20,835 +64%
Bank of America
69
Bank of America
North Carolina
$608K 52,669 +2,135 +4%
MCA
70
Mendon Capital Advisors
Florida
$577K 50,000 -50,000 -50%
JPMorgan Chase & Co
71
JPMorgan Chase & Co
New York
$557K 48,296 +48,296 New
CSS
72
Cubist Systematic Strategies
Connecticut
$518K 44,885 +44,885 New
CIBC World Market
73
CIBC World Market
Ontario, Canada
$508K 43,971 -2,107 -5%
OA
74
Oxbow Advisors
Texas
$499K 43,000 +43,000 New
ICAS
75
Investors Capital Advisory Services
Massachusetts
$494K 42,872 +963 +2%
1 2
3
4 5