Oxbow Advisors’s Hercules Capital HTGC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-30,690	Closed	-$373K	–	264
2015 Q4	$373K	Sell	30,690 -14,710	-32%	-$179K	0.05%	200
2015 Q3	$458K	Buy	45,400 +2,400	+6%	+$24.2K	0.08%	167
2015 Q2	$499K	Buy	+43,000	New	+$499K	0.06%	177