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Hercules Capital
HTGC

Overview Fund Activity

163 hedge funds and large institutions have $448M invested in Hercules Capital in 2017 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 52 increasing their positions, 55 reducing their positions, and 19 closing their positions.

Holders
163
Holders Change
+13
Holders Change %
+8.67%
% of All Funds
3.7%
Holding in Top 10
5
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+400%
% of All Funds
0.11%
New
33
Increased
52
Reduced
55
Closed
19
Calls
$356K
Puts
$1.29M
Net Calls
-$931K
Net Calls Change
-$939K

Top Buyers

1
Millennium Management
1
Millennium Management
New York
$11.2M
2
MWNA
2
Marshall Wace North America
New York
$7.34M
3
NC
3
Northpointe Capital
Michigan
$15.8M
4
PI
4
Putnam Investments
Massachusetts
$3M
5
GCP
5
GSA Capital Partners
United Kingdom
$1.98M

Top Sellers

1
Principal Financial Group
1
Principal Financial Group
Iowa
$32.4M
2
MC
2
Muzinich & Co
New York
$36.2M
3
CCMLC
3
Cardinal Capital Management LLC (Connecticut)
Connecticut
$0
4
AR
4
Advisory Research
Illinois
$6.85M
5
SMDAM
5
Sumitomo Mitsui DS Asset Management
Japan
$6.48M
Name Market Value Shares Shares
Change 		Shares
Change %
GHAM
26
Gilman Hill Asset Management
Connecticut
$4.27M 325,182 -2,677 -0.8%
MHI
27
Miller Howard Investments
New York
$4.05M 308,552 – –
Two Sigma Advisers
28
Two Sigma Advisers
New York
$4.05M 308,405 +20,409 +7%
RJA
29
Raymond James & Associates
Florida
$3.84M 292,686 -59,781 -17%
AAM
30
Advisors Asset Management
Colorado
$3.5M 266,390 -324 -0.1%
Legal & General Group
31
Legal & General Group
United Kingdom
$3.42M 260,515 +21,632 +9%
MCM
32
McKinley Capital Management
Alaska
$3.32M 252,999 +10,149 +4%
BCA
33
Benchmark Capital Advisors
New York
$3.26M 248,462 +1,300 +0.5%
Invesco
34
Invesco
Georgia
$3.11M 236,747 -56,934 -19%
PI
35
Putnam Investments
Massachusetts
$3M 228,750 +228,750 New
Deutsche Bank
36
Deutsche Bank
Germany
$2.92M 222,379 +65,044 +41%
PPA
37
Parametric Portfolio Associates
Washington
$2.78M 211,859 +32,979 +18%
PCM
38
Polaris Capital Management
Massachusetts
$2.41M 184,010 +46,800 +34%
CIBC Private Wealth Group
39
CIBC Private Wealth Group
Georgia
$2.36M 179,538 +6,949 +4%
TAM
40
Trillium Asset Management
Massachusetts
$2.32M 176,882 -22,558 -11%
D.E. Shaw & Co
41
D.E. Shaw & Co
New York
$2.21M 168,552 +112,548 +201%
BI
42
Bramshill Investments
Florida
$2.14M 163,434 -26,603 -14%
GCP
43
GSA Capital Partners
United Kingdom
$1.98M 151,093 +151,093 New
Janney Montgomery Scott
44
Janney Montgomery Scott
Pennsylvania
$1.75M 133,212 +4,976 +4%
AG
45
Advisor Group
Arizona
$1.6M 121,723 -6,896 -5%
SCM
46
Shelton Capital Management
Colorado
$1.58M 120,200 +74,200 +161%
Commonwealth Equity Services
47
Commonwealth Equity Services
Massachusetts
$1.46M 111,191 +65,482 +143%
HighTower Advisors
48
HighTower Advisors
Illinois
$1.33M 101,400 +10,032 +11%
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$1.15M 87,891 -2,670 -3%
Norges Bank
50
Norges Bank
Norway
$1.15M 87,522 +1,973 +2%
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