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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

78 hedge funds and large institutions have $236M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 34 reducing their positions, and 8 closing their positions.

Holders
78
Holders Change
-5
Holders Change %
-6.02%
% of All Funds
1.37%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
5
Increased
25
Reduced
34
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KPWS
1
Kestra Private Wealth Services
Texas
$2.21M
2
Bank of America
2
Bank of America
North Carolina
$10.8M
3
APA
3
American Portfolios Advisors
New York
$1.45M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$26.8M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$3.75M

Top Sellers

1
Truist Financial
1
Truist Financial
North Carolina
$9.11M
2
Wells Fargo
2
Wells Fargo
California
$13.5M
3
LPL Financial
3
LPL Financial
California
$30.1M
4
MIAN
4
Mariner Independent Advisor Network
Kansas
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.89M
Name Market Value Shares Shares
Change 		Shares
Change %
SG
51
StoneX Group
New York
$313K 4,376 – –
PFA
52
Professional Financial Advisors
Nebraska
$287K 4,015 -47 -1%
GWM
53
Geneos Wealth Management
Colorado
$281K 3,874 – –
ASN
54
Advisory Services Network
Georgia
$280K 3,914 – –
CA
55
Cetera Advisors
Colorado
$276K 3,848 -20 -0.5%
WWM
56
Wagner Wealth Management
South Carolina
$237K 3,134 +81 +3%
SEP
57
Southland Equity Partners
Missouri
$228K 3,181 – –
LS
58
Leelyn Smith
Illinois
$174K 2,428 -575 -19%
IA
59
IFP Advisors
Florida
$159K 2,200 -3 -0.1%
Koshinski Asset Management
60
Koshinski Asset Management
Illinois
$148K 2,070 +2,070 New
FFA
61
Founders Financial Alliance
North Carolina
$148K 2,065 – –
SFPG
62
Stonebridge Financial Planning Group
Florida
$113K 1,430 -350 -20%
SWM
63
Spire Wealth Management
Virginia
$105K 1,473 -32,207 -96%
TRCT
64
Tower Research Capital (TRC)
New York
$77K 1,077 -7,319 -87%
Fidelity Investments
65
Fidelity Investments
Massachusetts
$76K 1,067 -149 -12%
KFI
66
Key Financial Inc
Pennsylvania
$60K 844 – –
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
$46K 648 -32 -5%
TCWM
68
Total Clarity Wealth Management
Illinois
$42K 583 +583 New
Citigroup
69
Citigroup
New York
$39K 551 -1,327 -71%
TFA
70
Transamerica Financial Advisors
Florida
$37K 508 +7 +1%
DWMG
71
DB Wealth Management Group
California
$28K 385 – –
GEA
72
Glen Eagle Advisors
New Jersey
$15.4K 215 +65 +43%
CHC
73
City Holding Co
West Virginia
$15K 211 – –
MA
74
MUFG Americas
New York
$14K 200 – –
Rockefeller Capital Management
75
Rockefeller Capital Management
New York
$14K 197 +197 New
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3
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