Leelyn Smith’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Leelyn Smith’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-2,428	Closed	-$174K	–	397
2021 Q3	$174K	Sell	2,428 -575	-19%	-$41.1K	0.05%	114
2021 Q2	$220K	Sell	3,003 -10,732	-78%	-$759K	0.06%	109
2021 Q1	$957K	Buy	+13,735	New	+$967K	0.28%	81

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Avestar Capital New York $1.79B AUM 33.8% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Leelyn Smith's FYC Position: Q4 2021 in Review

Leelyn Smith sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2021, closing a stake of 2,428 shares — an estimated $174K sold.

Leelyn Smith first reported a position in FYC in Q1 2021 and held it in 3 quarters. The position peaked at $957K in Q1 2021. 94 funds tracked by Wall St. Rank hold FYC as of Q4 2021.

Leelyn Smith reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2021 after selling out during the quarter.
Leelyn Smith sold 2,428 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2021, an estimated $174K.
Leelyn Smith first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2021 and held it in 3 quarters.
Leelyn Smith's First Trust Small Cap Growth AlphaDEX Fund position peaked at $957K in Q1 2021.
94 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2021.

Based on Leelyn Smith's 13F filing for Q4 2021, filed 14 Feb 2022.