MUFG Americas’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

MUFG Americas’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-200	Closed	-$14K	–	851
2021 Q3	$14K	Hold	200	–	–	﹤0.01%	699
2021 Q2	$15K	Hold	200	–	–	﹤0.01%	590
2021 Q1	$14K	Hold	200	–	–	﹤0.01%	606
2020 Q4	$12K	Hold	200	–	–	﹤0.01%	624
2020 Q3	$9K	Hold	200	–	–	﹤0.01%	607
2020 Q2	$8K	Hold	200	–	–	﹤0.01%	631
2020 Q1	$7K	Buy	+200	New	+$8.52K	﹤0.01%	657

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Avestar Capital New York $1.79B AUM 33.8% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

MUFG Americas's FYC Position: Q4 2021 in Review

MUFG Americas sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2021, closing a stake of 200 shares — an estimated $14K sold.

MUFG Americas first reported a position in FYC in Q1 2020 and held it in 7 quarters. The position peaked at $15K in Q2 2021. 94 funds tracked by Wall St. Rank hold FYC as of Q4 2021.

MUFG Americas reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2021 after selling out during the quarter.
MUFG Americas sold 200 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2021, an estimated $14K.
MUFG Americas first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2020 and held it in 7 quarters.
MUFG Americas's First Trust Small Cap Growth AlphaDEX Fund position peaked at $15K in Q2 2021.
94 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2021.

Based on MUFG Americas's 13F filing for Q4 2021, filed 9 Feb 2022.