Northwestern Mutual Wealth Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$14.4M	Buy	112,865 +52,001	+85%	+$5.87M	0.01%	543
2026 Q1	$5.9M	Buy	60,864 +17,535	+40%	+$1.75M	﹤0.01%	751
2025 Q4	$4.16M	Buy	43,329 +23,944	+124%	+$2.26M	﹤0.01%	832
2025 Q3	$1.76M	Buy	19,385 +14,281	+280%	+$1.2M	﹤0.01%	1041
2025 Q2	$406K	Buy	5,104 +4,231	+485%	+$304K	﹤0.01%	1461
2025 Q1	$60.1K	Buy	873 +442	+103%	+$33.4K	﹤0.01%	2118
2024 Q4	$33.4K	Buy	431 +325	+307%	+$25.5K	﹤0.01%	2330
2024 Q3	$7.88K	Buy	+106	New	+$7.43K	﹤0.01%	2763
2024 Q1	–	Sell	-70	Closed	-$4.4K	–	3643
2023 Q4	$4.4K	Sell	70 -742	-91%	-$42.2K	﹤0.01%	2892
2023 Q3	$45.8K	Buy	812 +30	+4%	+$1.8K	﹤0.01%	2003
2023 Q2	$47.1K	Sell	782 -30	-4%	-$1.73K	﹤0.01%	2005
2023 Q1	$47K	Sell	812 -180	-18%	-$10.5K	﹤0.01%	1961
2022 Q4	$54.8K	Buy	992 +551	+125%	+$31.4K	﹤0.01%	1882
2022 Q3	$24K	Hold	441	–	–	﹤0.01%	2140
2022 Q2	$24K	Sell	441 -700	-61%	-$41.7K	﹤0.01%	2169
2022 Q1	$78K	Buy	1,141 +489	+75%	+$32.8K	﹤0.01%	1810
2021 Q4	$49K	Buy	652 +4	+0.6%	+$300	﹤0.01%	1986
2021 Q3	$46K	Sell	648 -32	-5%	-$2.29K	﹤0.01%	1927
2021 Q2	$49K	Buy	680 +32	+5%	+$2.26K	﹤0.01%	1865
2021 Q1	$45K	Buy	+648	New	+$45.6K	﹤0.01%	1770
2020 Q2	–	Sell	-665	Closed	-$22K	–	2494
2020 Q1	$22K	Buy	665 +27	+4%	+$1.15K	﹤0.01%	1669
2019 Q4	$30K	Buy	+638	New	+$28.8K	﹤0.01%	1619
2018 Q4	–	Sell	-153	Closed	-$8K	–	2474
2018 Q3	$8K	Buy	+153	New	+$7.8K	﹤0.01%	1982
2018 Q2	–	Sell	-14	Closed	-$1K	–	2411
2018 Q1	$1K	Buy	+14	New	+$608	﹤0.01%	2106

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Eclectic Associates Fullerton, California $878M AUM 18.7% 1-Year Est. Return

Northwestern Mutual Wealth Management's FYC Position: Q2 2026 in Review

Northwestern Mutual Wealth Management increased its First Trust Small Cap Growth AlphaDEX Fund (FYC) stake by 85% in Q2 2026, buying an estimated $5.87M and bringing the position to 112,865 shares worth $14.4M. The position accounts for 0.01% of the portfolio, ranked #543.

Northwestern Mutual Wealth Management first reported a position in FYC in Q1 2018 and has held it in 24 quarters since. 176 funds tracked by Wall St. Rank hold FYC as of Q2 2026.

Northwestern Mutual Wealth Management held 112,865 shares of First Trust Small Cap Growth AlphaDEX Fund worth $14.4M as of Q2 2026.
Northwestern Mutual Wealth Management bought 52,001 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $5.87M.
First Trust Small Cap Growth AlphaDEX Fund made up 0.01% of Northwestern Mutual Wealth Management's portfolio in Q2 2026, its #543 holding.
Northwestern Mutual Wealth Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2018 and has held it in 24 quarters since.
176 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q2 2026, filed 12 Aug 2026.