Rockefeller Capital Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Rockefeller Capital Management’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$139K	Buy	1,088 +580	+114%	+$65.5K	﹤0.01%	2798
2026 Q1	$49.3K	Hold	508	–	–	﹤0.01%	3285
2025 Q4	$48.8K	Sell	508 -3,500	-87%	-$330K	﹤0.01%	3084
2025 Q3	$364K	Buy	+4,008	New	+$338K	﹤0.01%	1928
2023 Q1	–	Sell	-1,249	Closed	-$69K	–	2706
2022 Q4	$69K	Hold	1,249	–	–	﹤0.01%	2224
2022 Q3	$67K	Buy	1,249 +768	+160%	+$45.2K	﹤0.01%	2202
2022 Q2	$26K	Sell	481 -197	-29%	-$11.7K	﹤0.01%	2599
2022 Q1	$46K	Buy	678 +481	+244%	+$32.3K	﹤0.01%	2340
2021 Q4	$14K	Hold	197	–	–	﹤0.01%	2814
2021 Q3	$14K	Buy	+197	New	+$14.1K	﹤0.01%	2734
2021 Q2	–	Sell	-2,000	Closed	-$139K	–	3494
2021 Q1	$139K	Buy	+2,000	New	+$141K	﹤0.01%	1465

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Eclectic Associates Fullerton, California $878M AUM 18.7% 1-Year Est. Return

Rockefeller Capital Management's FYC Position: Q2 2026 in Review

Rockefeller Capital Management increased its First Trust Small Cap Growth AlphaDEX Fund (FYC) stake by 114% in Q2 2026, buying an estimated $65.5K and bringing the position to 1,088 shares worth $139K. The position accounts for ﹤0.01% of the portfolio, ranked #2798.

Rockefeller Capital Management first reported a position in FYC in Q1 2021 and has held it in 11 quarters since. The position peaked at $364K in Q3 2025. 177 funds tracked by Wall St. Rank hold FYC as of Q2 2026.

Rockefeller Capital Management held 1,088 shares of First Trust Small Cap Growth AlphaDEX Fund worth $139K as of Q2 2026.
Rockefeller Capital Management bought 580 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2026, an estimated $65.5K.
First Trust Small Cap Growth AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #2798 holding.
Rockefeller Capital Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2021 and has held it in 11 quarters since.
Rockefeller Capital Management's First Trust Small Cap Growth AlphaDEX Fund position peaked at $364K in Q3 2025.
177 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.