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First Trust Small Cap Growth AlphaDEX Fund

67 hedge funds and large institutions have $156M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

62% more capital invested

Capital invested by funds: $96.4M → $156M (+$60M)

33% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 18

18% more funds holding

Funds holding: 5767 (+10)

4.76% more ownership

Funds ownership: 62.01%66.77% (+4.8%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
67
Holders Change
+10
Holders Change %
+17.54%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
24
Reduced
18
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1M +$111K +2,034 +14%
KWM
27
Kingsview Wealth Management
Oregon
$916K +$394K +7,244 +95%
MML Investors Services
28
MML Investors Services
Massachusetts
$841K -$106K -1,953 -13%
CCA
29
Clearwater Capital Advisors
Illinois
$793K -$54.4K -1,000 -7%
CWM
30
Cornerstone Wealth Management
Missouri
$768K +$121K +2,228 +22%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$718K +$164K +3,012 +35%
NFG
32
Next Financial Group
Texas
$598K +$165K +3,035 +46%
CF
33
Centaurus Financial
California
$570K +$502K +9,232 New
PAG
34
Private Advisor Group
New Jersey
$533K -$77.4K -1,424 -14%
TCWA
35
Ten Capital Wealth Advisors
Washington
$514K -$92.5K -1,702 -17%
Janney Montgomery Scott
36
Janney Montgomery Scott
Pennsylvania
$464K -$5.43K -100 -1%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$407K -$115K -2,123 -24%
IA
38
IFG Advisory
Georgia
$289K -$20.4K -376 -7%
V
39
Veritable
Delaware
$289K
Goldman Sachs
40
Goldman Sachs
New York
$276K -$897K -16,504 -79%
GWM
41
Geneos Wealth Management
Colorado
$265K +$9.4K +173 +5%
CA
42
Cetera Advisors
Colorado
$228K +$201K +3,690 New
ASN
43
Advisory Services Network
Georgia
$221K +$195K +3,582 New
SG
44
StoneX Group
New York
$210K +$185K +3,408 New
SPC
45
Sigma Planning Corp
Michigan
$204K +$179K +3,302 New
IA
46
IFP Advisors
Florida
$188K
JAWM
47
J. Arnold Wealth Management
Ohio
$165K +$15.2K +279 +12%
FFA
48
Founders Financial Alliance
North Carolina
$127K
APA
49
American Portfolios Advisors
New York
$122K -$8.21K -151 -7%
WWMSC
50
Wagner Wealth Management (South Carolina)
South Carolina
$111K +$97.8K +1,800 New

FYC Hedge Fund Activity: Q4 2020 in Review

67 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2020, worth a combined $156M — up 62% from $96.4M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new FYC positions and 2 closed out — a net gain of 11 holders — while 24 added to existing stakes and 18 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $12.3M. The largest seller was Strid Group, cutting an estimated $8.52M.

  • 67 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2020, up from 57 in Q3 2020.
  • Funds reported $156M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2020, up 62% quarter-over-quarter.
  • 13 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2020 and 2 closed out, a net change of +11 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2020 was First Trust Advisors, an estimated $12.3M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2020 was Strid Group, an estimated $8.52M sold.

Based on aggregated 13F filings for Q4 2020.