Centaurus Financial’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Centaurus Financial’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-9,232	Closed	-$570K	–	839
2020 Q4	$570K	Buy	+9,232	New	+$502K	0.06%	331
2018 Q4	–	Sell	-6	Closed	-$323	–	495
2018 Q3	$323	Sell	6 -5,581	-100%	-$284K	0.06%	297
2018 Q2	$271K	Buy	+5,587	New	+$259K	0.04%	440

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Centaurus Financial's FYC Position: Q1 2021 in Review

Centaurus Financial sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2021, closing a stake of 9,232 shares — an estimated $570K sold.

Centaurus Financial first reported a position in FYC in Q2 2018 and held it in 3 quarters. The position peaked at $570K in Q4 2020. 90 funds tracked by Wall St. Rank hold FYC as of Q1 2021.

Centaurus Financial reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q1 2021 after selling out during the quarter.
Centaurus Financial sold 9,232 First Trust Small Cap Growth AlphaDEX Fund shares in Q1 2021, an estimated $570K.
Centaurus Financial first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q2 2018 and held it in 3 quarters.
Centaurus Financial's First Trust Small Cap Growth AlphaDEX Fund position peaked at $570K in Q4 2020.
90 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2021.

Based on Centaurus Financial's 13F filing for Q1 2021, filed 30 Apr 2021.