Veritable’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Veritable’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-4,682	Closed	-$326K	–	878
2021 Q1	$326K	Hold	4,682	–	–	0.01%	632
2020 Q4	$289K	Hold	4,682	–	–	0.01%	639
2020 Q3	$221K	Buy	+4,682	New	+$214K	﹤0.01%	669

Other funds holding FYC

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Veritable's FYC Position: Q2 2021 in Review

Veritable sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q2 2021, closing a stake of 4,682 shares — an estimated $326K sold.

Veritable first reported a position in FYC in Q3 2020 and held it in 3 quarters. The position peaked at $326K in Q1 2021. 83 funds tracked by Wall St. Rank hold FYC as of Q2 2021.

Veritable reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q2 2021 after selling out during the quarter.
Veritable sold 4,682 First Trust Small Cap Growth AlphaDEX Fund shares in Q2 2021, an estimated $326K.
Veritable first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2020 and held it in 3 quarters.
Veritable's First Trust Small Cap Growth AlphaDEX Fund position peaked at $326K in Q1 2021.
83 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q2 2021.

Based on Veritable's 13F filing for Q2 2021, filed 16 Aug 2021.