Next Financial Group’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Next Financial Group’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	$749K	Buy	10,044 +712	+8%	+$53.4K	0.05%	395
2021 Q3	$668K	Sell	9,332 -2,842	-23%	-$203K	0.05%	368
2021 Q2	$892K	Sell	12,174 -20,119	-62%	-$1.42M	0.07%	288
2021 Q1	$2.25M	Buy	32,293 +22,588	+233%	+$1.59M	0.2%	116
2020 Q4	$598K	Buy	9,705 +3,035	+46%	+$165K	0.06%	327
2020 Q3	$315K	Buy	+6,670	New	+$305K	0.03%	484
2020 Q2	–	Sell	-4,314	Closed	-$141K	–	1076
2020 Q1	$141K	Buy	4,314 +1,905	+79%	+$81.2K	0.02%	649
2019 Q4	$112K	Buy	2,409 +997	+71%	+$44.9K	0.01%	895
2019 Q3	$62K	Buy	1,412 +1,372	+3,430%	+$62.4K	0.01%	1081
2019 Q2	$2K	Hold	40	–	–	﹤0.01%	2115
2019 Q1	$2K	Sell	40 -688	-95%	-$30.8K	﹤0.01%	1453
2018 Q4	$29K	Buy	+728	New	+$32.7K	0.01%	973
2017 Q1	–	Sell	-540	Closed	-$19K	–	2016
2016 Q4	$19K	Buy	540 +200	+59%	+$6.72K	﹤0.01%	1385
2016 Q3	$11K	Buy	+340	New	+$11.3K	﹤0.01%	1608

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Avestar Capital New York $1.56B AUM 31.38% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Next Financial Group's FYC Position: Q4 2021 in Review

Next Financial Group increased its First Trust Small Cap Growth AlphaDEX Fund (FYC) stake by 7.6% in Q4 2021, buying an estimated $53.4K and bringing the position to 10,044 shares worth $749K. The position accounts for 0.05% of the portfolio, ranked #395.

Next Financial Group first reported a position in FYC in Q3 2016 and has held it in 14 quarters since. The position peaked at $2.25M in Q1 2021. 94 funds tracked by Wall St. Rank hold FYC as of Q4 2021.

Next Financial Group held 10,044 shares of First Trust Small Cap Growth AlphaDEX Fund worth $749K as of Q4 2021.
Next Financial Group bought 712 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2021, an estimated $53.4K.
First Trust Small Cap Growth AlphaDEX Fund made up 0.05% of Next Financial Group's portfolio in Q4 2021, its #395 holding.
Next Financial Group first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q3 2016 and has held it in 14 quarters since.
Next Financial Group's First Trust Small Cap Growth AlphaDEX Fund position peaked at $2.25M in Q1 2021.
94 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2021.

Based on Next Financial Group's 13F filing for Q4 2021, filed 15 Feb 2022.