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Capital Southwest
CSWC

Overview Fund Activity

48 hedge funds and large institutions have $170M invested in Capital Southwest in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 17 reducing their positions, and 4 closing their positions.

Holders
48
Holders Change
+5
Holders Change %
+11.63%
% of All Funds
1.1%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
9
Increased
10
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$2.83M
2
SMH
2
Sanders Morris Harris
Texas
$1.12M
3
KCM
3
Kennedy Capital Management
Missouri
$7.42M
4
ZIG
4
Zuckerman Investment Group
Illinois
$27.6M
5
AR
5
Advisory Research
Illinois
$911K

Top Sellers

1
MCP
1
Moab Capital Partners
New York
$23M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$32.2M
3
Northern Trust
3
Northern Trust
Illinois
$1.36M
4
AI
4
Ariel Investments
Illinois
$19.4M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$1.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
WS
26
Wedbush Securities
California
$364K -$32.5K -1,712 -8%
CSC
27
Cove Street Capital
California
$323K – – –
GIM
28
Greenwich Investment Management
Connecticut
$311K – – –
AM
29
Ares Management
California
$285K +$285K +15,000 New
AG
30
Advisor Group
Arizona
$228K +$228K +12,008 New
Geode Capital Management
31
Geode Capital Management
Massachusetts
$219K – – –
NEPWA
32
New England Private Wealth Advisors
Massachusetts
$209K – – –
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$207K – – –
Brown Advisory
34
Brown Advisory
Maryland
$203K -$74.9K -3,948 -27%
SBH
35
Segall Bryant & Hamill
Illinois
$202K – – –
Millennium Management
36
Millennium Management
New York
$195K -$19.5K -1,027 -9%
Morgan Stanley
37
Morgan Stanley
New York
$132K +$3.72K +195 +3%
JPMorgan Chase & Co
38
JPMorgan Chase & Co
New York
$86K +$59.6K +3,156 +225%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$65K -$44.3K -2,333 -41%
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$19K – – –
OSNBOA
41
Old Second National Bank of Aurora
Illinois
$9K – – –
Macquarie Group
42
Macquarie Group
Australia
$6K -$12K -600 -67%
TRCT
43
Tower Research Capital (TRC)
New York
$5K -$8.58K -410 -63%
Bank of America
44
Bank of America
North Carolina
$2K +$333 +20 +20%
S
45
SignatureFD
Georgia
$1K +$1K +29 New
CF
46
Centaurus Financial
California
$171 -$171K -8,977 -100%
Tudor Investment Corp
47
Tudor Investment Corp
Connecticut
– -$186K -10,252 Closed
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$9K -508 Closed
PAM
49
Panagora Asset Management
Massachusetts
– -$5K -277 Closed
FIA
50
FNY Investment Advisers
New York
– -$1K -90 Closed
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