Panagora Asset Management’s Capital Southwest CSWC Stock Holding History

Panagora Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-277	Closed	-$5K	–	2419
2018 Q2	$5K	Hold	277	–	–	﹤0.01%	2308
2018 Q1	$5K	Hold	277	–	–	﹤0.01%	2287
2017 Q4	$5K	Hold	277	–	–	﹤0.01%	2252
2017 Q3	$5K	Hold	277	–	–	﹤0.01%	2257
2017 Q2	$4K	Hold	277	–	–	﹤0.01%	2521
2017 Q1	$5K	Hold	277	–	–	﹤0.01%	2300
2016 Q4	$4K	Hold	277	–	–	﹤0.01%	2325
2016 Q3	$4K	Hold	277	–	–	﹤0.01%	2369
2016 Q2	$4K	Hold	277	–	–	﹤0.01%	2259
2016 Q1	$4K	Hold	277	–	–	﹤0.01%	2251
2015 Q4	$4K	Sell	277 -478	-63%	-$7K	﹤0.01%	2256
2015 Q3	$13K	Sell	755 -1,680	-69%	-$29.6K	﹤0.01%	2195
2015 Q2	$45K	Hold	2,435	–	–	﹤0.01%	2165
2015 Q1	$41K	Sell	2,435 -758	-24%	-$12.6K	﹤0.01%	2116
2014 Q4	$44K	Hold	3,193	–	–	﹤0.01%	2063
2014 Q3	$42K	Sell	3,193 -6,638	-68%	-$90.5K	﹤0.01%	2059
2014 Q2	$130K	Sell	9,831 -83,251	-89%	-$1.07M	﹤0.01%	1866
2014 Q1	$1.19M	Sell	93,082 -504	-0.5%	-$6.4K	0.01%	1107
2013 Q4	$1.2M	Buy	93,586 +15,652	+20%	+$192K	0.01%	1099
2013 Q3	$979K	Buy	77,934 +51,664	+197%	+$669K	﹤0.01%	1121
2013 Q2	$332K	Buy	+26,270	New	+$309K	﹤0.01%	1446

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Panagora Asset Management's CSWC Position: Q3 2018 in Review

Panagora Asset Management sold out of Capital Southwest (CSWC) in Q3 2018, closing a stake of 277 shares — an estimated $5K sold.

Panagora Asset Management first reported a position in CSWC in Q2 2013 and held it in 21 quarters. The position peaked at $1.2M in Q4 2013. 48 funds tracked by Wall St. Rank hold CSWC as of Q3 2018.

Panagora Asset Management reported no remaining Capital Southwest position as of Q3 2018 after selling out during the quarter.
Panagora Asset Management sold 277 Capital Southwest shares in Q3 2018, an estimated $5K.
Panagora Asset Management first reported a position in Capital Southwest in Q2 2013 and held it in 21 quarters.
Panagora Asset Management's Capital Southwest position peaked at $1.2M in Q4 2013.
48 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2018.

Based on Panagora Asset Management's 13F filing for Q3 2018, filed 13 Nov 2018.