Northwestern Mutual Wealth Management’s Capital Southwest CSWC Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$95.1K	Sell	4,000 -409	-9%	-$9.57K	﹤0.01%	2296
2026 Q1	$97.5K	Buy	4,409 +409	+10%	+$9.26K	﹤0.01%	2184
2025 Q4	$88.6K	Sell	4,000 -80	-2%	-$1.69K	﹤0.01%	2187
2025 Q3	$89.2K	Buy	4,080 +80	+2%	+$1.82K	﹤0.01%	2087
2025 Q2	$88.2K	Hold	4,000	–	–	﹤0.01%	2039
2025 Q1	$89.3K	Hold	4,000	–	–	﹤0.01%	1969
2024 Q4	$87.3K	Hold	4,000	–	–	﹤0.01%	1973
2024 Q3	$101K	Hold	4,000	–	–	﹤0.01%	1888
2024 Q2	$104K	Buy	+4,000	New	+$103K	﹤0.01%	1815
2022 Q1	–	Sell	-212	Closed	-$5K	–	3156
2021 Q4	$5K	Buy	+212	New	+$5.66K	﹤0.01%	2773
2020 Q3	–	Sell	-1,000	Closed	-$13K	–	2549
2020 Q2	$13K	Hold	1,000	–	–	﹤0.01%	1828
2020 Q1	$11K	Hold	1,000	–	–	﹤0.01%	1873
2019 Q4	$21K	Hold	1,000	–	–	﹤0.01%	1719
2019 Q3	$22K	Hold	1,000	–	–	﹤0.01%	1704
2019 Q2	$21K	Hold	1,000	–	–	﹤0.01%	1713
2019 Q1	$21K	Hold	1,000	–	–	﹤0.01%	1693
2018 Q4	$19K	Hold	1,000	–	–	﹤0.01%	1601
2018 Q3	$19K	Hold	1,000	–	–	﹤0.01%	1670
2018 Q2	$18K	Buy	+1,000	New	+$17.4K	﹤0.01%	1631
2016 Q2	–	Sell	-1,410	Closed	-$20K	–	2084
2016 Q1	$20K	Buy	+1,410	New	+$19.8K	﹤0.01%	1188

Other funds holding CSWC

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Two Sigma Investments New York $138B AUM 41.87% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $19B AUM 51.73% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.41B AUM 41.48% 1-Year Est. Return

Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Muzinich & Co New York $293M AUM 18.57% 1-Year Est. Return

Northwestern Mutual Wealth Management's CSWC Position: Q2 2026 in Review

Northwestern Mutual Wealth Management reduced its Capital Southwest (CSWC) stake by 9.3% in Q2 2026, selling an estimated $9.57K and leaving 4,000 shares worth $95.1K. The position accounts for ﹤0.01% of the portfolio, ranked #2296.

Northwestern Mutual Wealth Management first reported a position in CSWC in Q1 2016 and has held it in 20 quarters since. The position peaked at $104K in Q2 2024. 189 funds tracked by Wall St. Rank hold CSWC as of Q2 2026.

Northwestern Mutual Wealth Management held 4,000 shares of Capital Southwest worth $95.1K as of Q2 2026.
Northwestern Mutual Wealth Management sold 409 Capital Southwest shares in Q2 2026, an estimated $9.57K.
Capital Southwest made up ﹤0.01% of Northwestern Mutual Wealth Management's portfolio in Q2 2026, its #2296 holding.
Northwestern Mutual Wealth Management first reported a position in Capital Southwest in Q1 2016 and has held it in 20 quarters since.
Northwestern Mutual Wealth Management's Capital Southwest position peaked at $104K in Q2 2024.
189 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q2 2026, filed 12 Aug 2026.