Northwestern Mutual Wealth Management’s Capital Southwest CSWC Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$97.5K	Buy	4,409 +409	+10%	+$9.26K	﹤0.01%	2184
2025 Q4	$88.6K	Sell	4,000 -80	-2%	-$1.69K	﹤0.01%	2187
2025 Q3	$89.2K	Buy	4,080 +80	+2%	+$1.82K	﹤0.01%	2087
2025 Q2	$88.2K	Hold	4,000	–	–	﹤0.01%	2039
2025 Q1	$89.3K	Hold	4,000	–	–	﹤0.01%	1969
2024 Q4	$87.3K	Hold	4,000	–	–	﹤0.01%	1973
2024 Q3	$101K	Hold	4,000	–	–	﹤0.01%	1888
2024 Q2	$104K	Buy	+4,000	New	+$103K	﹤0.01%	1815
2022 Q1	–	Sell	-212	Closed	-$5K	–	3156
2021 Q4	$5K	Buy	+212	New	+$5.66K	﹤0.01%	2773
2020 Q3	–	Sell	-1,000	Closed	-$13K	–	2549
2020 Q2	$13K	Hold	1,000	–	–	﹤0.01%	1828
2020 Q1	$11K	Hold	1,000	–	–	﹤0.01%	1873
2019 Q4	$21K	Hold	1,000	–	–	﹤0.01%	1719
2019 Q3	$22K	Hold	1,000	–	–	﹤0.01%	1704
2019 Q2	$21K	Hold	1,000	–	–	﹤0.01%	1713
2019 Q1	$21K	Hold	1,000	–	–	﹤0.01%	1693
2018 Q4	$19K	Hold	1,000	–	–	﹤0.01%	1601
2018 Q3	$19K	Hold	1,000	–	–	﹤0.01%	1670
2018 Q2	$18K	Buy	+1,000	New	+$17.4K	﹤0.01%	1631
2016 Q2	–	Sell	-1,410	Closed	-$20K	–	2084
2016 Q1	$20K	Buy	+1,410	New	+$19.8K	﹤0.01%	1188

Other funds holding CSWC

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Empowered Funds Havertown, Pennsylvania $15.7B AUM 34.02% 1-Year Est. Return

Empirical Finance Havertown, Pennsylvania $2.13B AUM 29.56% 1-Year Est. Return

Melia Wealth Tulsa, Oklahoma $207M AUM 13.85% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Northwestern Mutual Wealth Management's CSWC Position: Q1 2026 in Review

Northwestern Mutual Wealth Management increased its Capital Southwest (CSWC) stake by 10% in Q1 2026, buying an estimated $9.26K and bringing the position to 4,409 shares worth $97.5K. The position accounts for ﹤0.01% of the portfolio, ranked #2184.

Northwestern Mutual Wealth Management first reported a position in CSWC in Q1 2016 and has held it in 19 quarters since. The position peaked at $104K in Q2 2024. 168 funds tracked by Wall St. Rank hold CSWC as of Q1 2026.

Northwestern Mutual Wealth Management held 4,409 shares of Capital Southwest worth $97.5K as of Q1 2026.
Northwestern Mutual Wealth Management bought 409 Capital Southwest shares in Q1 2026, an estimated $9.26K.
Capital Southwest made up ﹤0.01% of Northwestern Mutual Wealth Management's portfolio in Q1 2026, its #2184 holding.
Northwestern Mutual Wealth Management first reported a position in Capital Southwest in Q1 2016 and has held it in 19 quarters since.
Northwestern Mutual Wealth Management's Capital Southwest position peaked at $104K in Q2 2024.
168 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2026, filed 7 May 2026.