New England Private Wealth Advisors’s Capital Southwest CSWC Stock Holding History

New England Private Wealth Advisors’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-11,000	Closed	-$240K	–	99
2019 Q3	$240K	Hold	11,000	–	–	0.06%	137
2019 Q2	$231K	Hold	11,000	–	–	0.06%	142
2019 Q1	$231K	Hold	11,000	–	–	0.06%	136
2018 Q4	$211K	Hold	11,000	–	–	0.06%	129
2018 Q3	$209K	Hold	11,000	–	–	0.06%	140
2018 Q2	$198K	Buy	+11,000	New	+$192K	0.06%	143

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

Millennium Management New York $276B AUM 44.8% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $225B AUM 49.49% 1-Year Est. Return

VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $261M AUM 78.99% 1-Year Est. Return

New England Private Wealth Advisors's CSWC Position: Q4 2019 in Review

New England Private Wealth Advisors sold out of Capital Southwest (CSWC) in Q4 2019, closing a stake of 11,000 shares — an estimated $240K sold.

New England Private Wealth Advisors first reported a position in CSWC in Q2 2018 and held it in 6 quarters. The position peaked at $240K in Q3 2019. 80 funds tracked by Wall St. Rank hold CSWC as of Q4 2019.

New England Private Wealth Advisors reported no remaining Capital Southwest position as of Q4 2019 after selling out during the quarter.
New England Private Wealth Advisors sold 11,000 Capital Southwest shares in Q4 2019, an estimated $240K.
New England Private Wealth Advisors first reported a position in Capital Southwest in Q2 2018 and held it in 6 quarters.
New England Private Wealth Advisors's Capital Southwest position peaked at $240K in Q3 2019.
80 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2019.

Based on New England Private Wealth Advisors's 13F filing for Q4 2019, filed 11 Feb 2020.