FNY Investment Advisers’s Capital Southwest CSWC Stock Holding History

FNY Investment Advisers’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-2,500	Closed	-$62K	–	593
2021 Q3	$62K	Sell	2,500 -1,500	-38%	-$39.1K	0.03%	299
2021 Q2	$92K	Buy	4,000 +201	+5%	+$4.99K	0.04%	294
2021 Q1	$84K	Buy	3,799 +2,100	+124%	+$42.9K	0.03%	343
2020 Q4	$30K	Buy	+1,699	New	+$26.7K	0.01%	467
2018 Q3	–	Sell	-90	Closed	-$1K	–	974
2018 Q2	$1K	Buy	+90	New	+$1.57K	﹤0.01%	903

Other funds holding CSWC

SMH

Sanders Morris Harris Houston, Texas $172M AUM 22.54% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

FNY Investment Advisers's CSWC Position: Q4 2021 in Review

FNY Investment Advisers sold out of Capital Southwest (CSWC) in Q4 2021, closing a stake of 2,500 shares — an estimated $62K sold.

FNY Investment Advisers first reported a position in CSWC in Q2 2018 and held it in 5 quarters. The position peaked at $92K in Q2 2021. 91 funds tracked by Wall St. Rank hold CSWC as of Q4 2021.

FNY Investment Advisers reported no remaining Capital Southwest position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 2,500 Capital Southwest shares in Q4 2021, an estimated $62K.
FNY Investment Advisers first reported a position in Capital Southwest in Q2 2018 and held it in 5 quarters.
FNY Investment Advisers's Capital Southwest position peaked at $92K in Q2 2021.
91 funds tracked by Wall St. Rank held Capital Southwest as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.