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Capital Southwest
CSWC

Overview Fund Activity

50 hedge funds and large institutions have $136M invested in Capital Southwest in 2016 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 8 closing their positions.

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.33%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.13%
New
7
Increased
13
Reduced
14
Closed
8
Calls
–
Puts
$1.39M
Net Calls
-$1.39M
Net Calls Change
-$10.8M

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$16.5M
2
RRAM
2
River Road Asset Management
Kentucky
$13.9M
3
AI
3
Ariel Investments
Illinois
$3.44M
4
MCP
4
Moab Capital Partners
New York
$23M
5
VanEck Associates
5
VanEck Associates
New York
$499K

Top Sellers

1
GCM
1
Greywolf Capital Management
New York
$2.26M
2
ETC
2
Evercore Trust Company
New York
$13.3M
3
DCM
3
Dialectic Capital Management
Connecticut
$858K
4
Artisan Partners
4
Artisan Partners
Wisconsin
$1.4M
5
Invesco
5
Invesco
Georgia
$379K
Name Holding Trade Value Shares
Change 		Shares
Change %
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$284K +$3.19K +230 +1%
HK
27
Horizon Kinetics
New York
$275K -$19.4K -1,400 -7%
WS
28
Wedbush Securities
California
$237K – – –
CS
29
Credit Suisse
Switzerland
$228K +$228K +16,470 New
Brown Advisory
30
Brown Advisory
Maryland
$203K – – –
SGAM
31
Steinberg Global Asset Management
Florida
$194K -$49.2K -3,555 -20%
CHAM
32
Clear Harbor Asset Management
Connecticut
$188K – – –
VDI
33
Vaughan David Investments
Illinois
$186K +$186K +13,440 New
EHC
34
Everett Harris & Co
California
$181K -$5.07K -365 -3%
LTFS
35
Ladenburg Thalmann Financial Services
Florida
$151K +$15.2K +1,100 +11%
SBH
36
Segall Bryant & Hamill
Illinois
$148K – – –
Tudor Investment Corp
37
Tudor Investment Corp
Connecticut
$144K -$5.42K -390 -4%
Bank of America
38
Bank of America
North Carolina
$111K -$8.33K -600 -7%
Citigroup
39
Citigroup
New York
$106K -$13.1K -943 -11%
JC
40
JBF Capital
Colorado
$104K – – –
PI
41
PineBridge Investments
New York
$73K +$5.56K +400 +8%
JPMorgan Chase & Co
42
JPMorgan Chase & Co
New York
$26K +$26K +1,876 New
Northwestern Mutual Wealth Management
43
Northwestern Mutual Wealth Management
Wisconsin
$20K +$20K +1,410 New
NFA
44
Nationwide Fund Advisors
Ohio
$19K – – –
TWA
45
TCI Wealth Advisors
Arizona
$11K – – –
OSNBOA
46
Old Second National Bank of Aurora
Illinois
$7K – – –
PAM
47
Panagora Asset Management
Massachusetts
$4K – – –
MFS
48
MSI Financial Services
Massachusetts
$3K – – –
TRCT
49
Tower Research Capital (TRC)
New York
$3K +$2.53K +192 +533%
Manulife (Manufacturers Life Insurance)
50
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K – – –
1
2
3