Credit Suisse’s Capital Southwest CSWC Stock Holding History

Credit Suisse’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-16,470	Closed	-$228K	–	4216
2016 Q1	$228K	Buy	+16,470	New	+$231K	﹤0.01%	3635
2015 Q1	–	Sell	-37,087	Closed	-$516K	–	4381
2014 Q4	$516K	Buy	+37,087	New	+$505K	﹤0.01%	3688
2014 Q3	–	Sell	-96,193	Closed	-$1.27M	–	4467
2014 Q2	$1.27M	Buy	96,193 +49,471	+106%	+$639K	﹤0.01%	3075
2014 Q1	$595K	Buy	46,722 +23,048	+97%	+$293K	﹤0.01%	3574
2013 Q4	$303K	Buy	+23,674	New	+$290K	﹤0.01%	4071

Other funds holding CSWC

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

Credit Suisse's CSWC Position: Q2 2016 in Review

Credit Suisse sold out of Capital Southwest (CSWC) in Q2 2016, closing a stake of 16,470 shares — an estimated $228K sold.

Credit Suisse first reported a position in CSWC in Q4 2013 and held it in 5 quarters. The position peaked at $1.27M in Q2 2014. 47 funds tracked by Wall St. Rank hold CSWC as of Q2 2016.

Credit Suisse reported no remaining Capital Southwest position as of Q2 2016 after selling out during the quarter.
Credit Suisse sold 16,470 Capital Southwest shares in Q2 2016, an estimated $228K.
Credit Suisse first reported a position in Capital Southwest in Q4 2013 and held it in 5 quarters.
Credit Suisse's Capital Southwest position peaked at $1.27M in Q2 2014.
47 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2016.

Based on Credit Suisse's 13F filing for Q2 2016, filed 11 Aug 2016.