PineBridge Investments’s Capital Southwest CSWC Stock Holding History

PineBridge Investments’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-5,252	Closed	-$73K	–	1129
2016 Q1	$73K	Buy	5,252 +400	+8%	+$5.61K	﹤0.01%	819
2015 Q4	$67K	Buy	4,852 +2,022	+71%	+$29.6K	﹤0.01%	887
2015 Q3	$49K	Hold	2,830	–	–	﹤0.01%	938
2015 Q2	$52K	Hold	2,830	–	–	﹤0.01%	943
2015 Q1	$48K	Hold	2,830	–	–	﹤0.01%	1009
2014 Q4	$39K	Buy	+2,830	New	+$38.6K	﹤0.01%	1031

Other funds holding CSWC

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

PineBridge Investments's CSWC Position: Q2 2016 in Review

PineBridge Investments sold out of Capital Southwest (CSWC) in Q2 2016, closing a stake of 5,252 shares — an estimated $73K sold.

PineBridge Investments first reported a position in CSWC in Q4 2014 and held it in 6 quarters. The position peaked at $73K in Q1 2016. 47 funds tracked by Wall St. Rank hold CSWC as of Q2 2016.

PineBridge Investments reported no remaining Capital Southwest position as of Q2 2016 after selling out during the quarter.
PineBridge Investments sold 5,252 Capital Southwest shares in Q2 2016, an estimated $73K.
PineBridge Investments first reported a position in Capital Southwest in Q4 2014 and held it in 6 quarters.
PineBridge Investments's Capital Southwest position peaked at $73K in Q1 2016.
47 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2016.

Based on PineBridge Investments's 13F filing for Q2 2016, filed 10 Aug 2016.