Everett Harris & Co’s Capital Southwest CSWC Stock Holding History

Everett Harris & Co’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-13,040	Closed	-$181K	–	238
2016 Q1	$181K	Sell	13,040 -365	-3%	-$5.12K	0.01%	230
2015 Q4	$186K	Sell	13,405 -23,573	-64%	-$345K	0.01%	223
2015 Q3	$643K	Sell	36,978 -681	-2%	-$12K	0.02%	155
2015 Q2	$690K	Buy	37,659 +109	+0.3%	+$1.96K	0.02%	152
2015 Q1	$640K	Buy	37,550 +149	+0.4%	+$2.48K	0.02%	151
2014 Q4	$521K	Buy	+37,401	New	+$510K	0.02%	159

Other funds holding CSWC

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Ariel Investments Chicago, Illinois $10B AUM 42.59% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

TAM

Third Avenue Management New York $625M AUM 48.93% 1-Year Est. Return

Everett Harris & Co's CSWC Position: Q2 2016 in Review

Everett Harris & Co sold out of Capital Southwest (CSWC) in Q2 2016, closing a stake of 13,040 shares — an estimated $181K sold.

Everett Harris & Co first reported a position in CSWC in Q4 2014 and held it in 6 quarters. The position peaked at $690K in Q2 2015. 47 funds tracked by Wall St. Rank hold CSWC as of Q2 2016.

Everett Harris & Co reported no remaining Capital Southwest position as of Q2 2016 after selling out during the quarter.
Everett Harris & Co sold 13,040 Capital Southwest shares in Q2 2016, an estimated $181K.
Everett Harris & Co first reported a position in Capital Southwest in Q4 2014 and held it in 6 quarters.
Everett Harris & Co's Capital Southwest position peaked at $690K in Q2 2015.
47 funds tracked by Wall St. Rank held Capital Southwest as of Q2 2016.

Based on Everett Harris & Co's 13F filing for Q2 2016, filed 3 Aug 2016.