Clear Harbor Asset Management’s Capital Southwest CSWC Stock Holding History

Clear Harbor Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-10,895	Closed	-$176K	–	260
2016 Q4	$176K	Buy	+10,895	New	+$162K	0.04%	227
2016 Q3	–	Sell	-13,537	Closed	-$185K	–	260
2016 Q2	$185K	Hold	13,537	–	–	0.04%	225
2016 Q1	$188K	Hold	13,537	–	–	0.04%	216
2015 Q4	$188K	Buy	+13,537	New	+$198K	0.04%	223

Other funds holding CSWC

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Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.82B AUM 7.52% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

First Manhattan

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return