Clear Harbor Asset Management’s Capital Southwest CSWC Stock Holding History

Clear Harbor Asset Management’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-10,895	Closed	-$176K	–	259
2016 Q4	$176K	Buy	+10,895	New	+$162K	0.04%	227
2016 Q3	–	Sell	-13,537	Closed	-$185K	–	260
2016 Q2	$185K	Hold	13,537	–	–	0.04%	225
2016 Q1	$188K	Hold	13,537	–	–	0.04%	216
2015 Q4	$188K	Buy	+13,537	New	+$198K	0.04%	223

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $2.02B AUM 40.6% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.18B AUM 22.58% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

Ariel Investments Chicago, Illinois $10B AUM 42.59% 1-Year Est. Return

First Manhattan New York $39.2B AUM 21.04% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

ETC

Evercore Trust Company New York $34.6B AUM 25.41% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

TAM

Third Avenue Management New York $625M AUM 48.93% 1-Year Est. Return

Clear Harbor Asset Management's CSWC Position: Q1 2017 in Review

Clear Harbor Asset Management sold out of Capital Southwest (CSWC) in Q1 2017, closing a stake of 10,895 shares — an estimated $176K sold.

Clear Harbor Asset Management first reported a position in CSWC in Q4 2015 and held it in 4 quarters. The position peaked at $188K in Q1 2016. 43 funds tracked by Wall St. Rank hold CSWC as of Q1 2017.

Clear Harbor Asset Management reported no remaining Capital Southwest position as of Q1 2017 after selling out during the quarter.
Clear Harbor Asset Management sold 10,895 Capital Southwest shares in Q1 2017, an estimated $176K.
Clear Harbor Asset Management first reported a position in Capital Southwest in Q4 2015 and held it in 4 quarters.
Clear Harbor Asset Management's Capital Southwest position peaked at $188K in Q1 2016.
43 funds tracked by Wall St. Rank held Capital Southwest as of Q1 2017.

Based on Clear Harbor Asset Management's 13F filing for Q1 2017, filed 25 Apr 2017.