JBF Capital’s Capital Southwest CSWC Stock Holding History

JBF Capital’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-7,477	Closed	-$120K	–	55
2017 Q2	$120K	Hold	7,477	–	–	0.01%	67
2017 Q1	$126K	Buy	+7,477	New	+$122K	0.01%	65
2016 Q3	–	Sell	-7,477	Closed	-$102K	–	79
2016 Q2	$102K	Hold	7,477	–	–	0.01%	86
2016 Q1	$104K	Hold	7,477	–	–	0.01%	98
2015 Q4	$104K	Sell	7,477 -12,890	-63%	-$189K	0.01%	94
2015 Q3	$354K	Buy	+20,367	New	+$358K	0.05%	67

Other funds holding CSWC

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

MCP

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

ZIG

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Ariel Investments Chicago, Illinois $8.93B AUM 29.58% 1-Year Est. Return

RRAM

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

KCM

Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return

TAM

Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return

JBF Capital's CSWC Position: Q3 2017 in Review

JBF Capital sold out of Capital Southwest (CSWC) in Q3 2017, closing a stake of 7,477 shares — an estimated $120K sold.

JBF Capital first reported a position in CSWC in Q3 2015 and held it in 6 quarters. The position peaked at $354K in Q3 2015. 41 funds tracked by Wall St. Rank hold CSWC as of Q3 2017.

JBF Capital reported no remaining Capital Southwest position as of Q3 2017 after selling out during the quarter.
JBF Capital sold 7,477 Capital Southwest shares in Q3 2017, an estimated $120K.
JBF Capital first reported a position in Capital Southwest in Q3 2015 and held it in 6 quarters.
JBF Capital's Capital Southwest position peaked at $354K in Q3 2015.
41 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2017.

Based on JBF Capital's 13F filing for Q3 2017, filed 13 Nov 2017.