CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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83 hedge funds and large institutions have $251M invested in ClearBridge MLP and Midstream Fund Inc. in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 33 increasing their positions, 27 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
83
Holders Change
-6
Holders Change %
-6.74%
% of All Funds
1.64%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
13
Increased
33
Reduced
27
Closed
17
Calls
$10K
Puts
–
Net Calls
+$10K
Net Calls Change
+$10K

Top Buyers

1
UBS Group
UBS Group
Switzerland
$12.7M
2
Morgan Stanley
Morgan Stanley
New York
$61.8M
3
AIM
Allen Investment Management
New York
$10.7M
4
HighTower Advisors
HighTower Advisors
Illinois
$3.35M
5
Wells Fargo
Wells Fargo
California
$7.42M

Top Sellers

1
HI
HBK Investments
Texas
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
HKAM
Horizon Kinetics Asset Management
New York
$1.13M
4
DA
Doliver Advisors
Texas
$0
5
FT
Fiduciary Trust
Massachusetts
$2.62M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$369K +$97.9K +1,739 +36%
QPWM
52
Quadrant Private Wealth Management
Pennsylvania
$345K – – –
PNC Financial Services Group
53
PNC Financial Services Group
Pennsylvania
$331K +$904 +16 +0.3%
DC
54
Davenport & Co
Virginia
$324K -$265K -4,709 -45%
CAN
55
Cetera Advisor Networks
California
$302K +$94K +1,676 +45%
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$268K -$58.5K -1,040 -18%
LCM
57
Landscape Capital Management
New Jersey
$262K -$1.91K -34 -0.7%
LTFS
58
Ladenburg Thalmann Financial Services
Florida
$224K +$57.5K +1,025 +35%
PI
59
Parkside Investments
Illinois
$213K +$213K +3,800 New
NP
60
NorthRock Partners
Minnesota
$207K -$380K -6,749 -65%
SS
61
Sunbelt Securities
Texas
$188K – – –
Northwestern Mutual Wealth Management
62
Northwestern Mutual Wealth Management
Wisconsin
$183K +$4.51K +80 +3%
FAIM
63
Financial Advocates Investment Management
Washington
$141K +$141K +2,498 New
PAG
64
Private Advisor Group
New Jersey
$140K -$52.7K -935 -27%
Stifel Financial
65
Stifel Financial
Missouri
$125K -$4.54K -81 -4%
EVM
66
Eaton Vance Management
Massachusetts
$121K – – –
MAFM
67
Mid Atlantic Financial Management
Pennsylvania
$119K -$29.2K -520 -20%
AG
68
Advisor Group
Arizona
$107K +$6.04K +107 +6%
OIA
69
Optimum Investment Advisors
Illinois
$60K – – –
BCWM
70
Bartlett & Co Wealth Management
Ohio
$42.8K +$42.8K +759 New
EIP
71
Ellis Investment Partners
Pennsylvania
$39K +$618 +11 +2%
CFGS
72
Concourse Financial Group Securities
Alabama
$33K -$4.79K -86 -13%
FIA
73
FNY Investment Advisers
New York
$32K +$32K +576 New
NFG
74
Next Financial Group
Texas
$21K +$15.3K +267 +270%
MA
75
MUFG Americas
New York
$20K +$20K +355 New
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