FNY Investment Advisers’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

FNY Investment Advisers’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-1,774	Closed	-$48K	–	868
2021 Q3	$48K	Sell	1,774 -226	-11%	-$6.07K	0.02%	360
2021 Q2	$58K	Sell	2,000 -1,176	-37%	-$32.2K	0.02%	387
2021 Q1	$74K	Buy	+3,176	New	+$67.3K	0.03%	372
2020 Q1	–	Sell	-576	Closed	-$32K	–	892
2019 Q4	$32K	Buy	+576	New	+$30.9K	0.01%	544

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Quantedge Capital Singapore $183M AUM 37.27% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

FNY Investment Advisers's CEM Position: Q4 2021 in Review

FNY Investment Advisers sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q4 2021, closing a stake of 1,774 shares — an estimated $48K sold.

FNY Investment Advisers first reported a position in CEM in Q4 2019 and held it in 4 quarters. The position peaked at $74K in Q1 2021. 73 funds tracked by Wall St. Rank hold CEM as of Q4 2021.

FNY Investment Advisers reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q4 2021 after selling out during the quarter.
FNY Investment Advisers sold 1,774 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2021, an estimated $48K.
FNY Investment Advisers first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2019 and held it in 4 quarters.
FNY Investment Advisers's ClearBridge MLP and Midstream Fund Inc. position peaked at $74K in Q1 2021.
73 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2021.

Based on FNY Investment Advisers's 13F filing for Q4 2021, filed 10 Jan 2022.