Financial Advocates Investment Management’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Financial Advocates Investment Management’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-8,310	Closed	-$133K	–	695
2020 Q2	$133K	Sell	8,310 -1,100	-12%	-$17.7K	0.01%	586
2020 Q1	$86K	Buy	9,410 +6,912	+277%	+$291K	0.01%	460
2019 Q4	$141K	Buy	+2,498	New	+$134K	0.02%	498

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $823M AUM 27.48% 1-Year Est. Return

Aristides Capital Louisville, Kentucky $462M AUM 28.94% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LCM

Landscape Capital Management Englewood, New Jersey $1.54B AUM 30.95% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

Financial Advocates Investment Management's CEM Position: Q3 2020 in Review

Financial Advocates Investment Management sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q3 2020, closing a stake of 8,310 shares — an estimated $133K sold.

Financial Advocates Investment Management first reported a position in CEM in Q4 2019 and held it in 3 quarters. The position peaked at $141K in Q4 2019. 50 funds tracked by Wall St. Rank hold CEM as of Q3 2020.

Financial Advocates Investment Management reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q3 2020 after selling out during the quarter.
Financial Advocates Investment Management sold 8,310 ClearBridge MLP and Midstream Fund Inc. shares in Q3 2020, an estimated $133K.
Financial Advocates Investment Management first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q4 2019 and held it in 3 quarters.
Financial Advocates Investment Management's ClearBridge MLP and Midstream Fund Inc. position peaked at $141K in Q4 2019.
50 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q3 2020.

Based on Financial Advocates Investment Management's 13F filing for Q3 2020, filed 4 Nov 2020.