AG
CEM

Advisor Group’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Advisor Group’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$107K Buy
1,895
+107
+6% +$5.74K ﹤0.01% 2896
2019
Q3 		$102K Buy
1,788
+109
+6% +$6.34K ﹤0.01% 2874
2019
Q2 		$100K Sell
1,679
-26
-2% -$1.6K ﹤0.01% 2866
2019
Q1 		$109K Sell
1,705
-2,975
-64% -$181K ﹤0.01% 2781
2018
Q4 		$243K Buy
4,680
+2,648
+130% +$166K ﹤0.01% 1949
2018
Q3 		$148K Buy
2,032
+315
+18% +$23.1K ﹤0.01% 2429
2018
Q2 		$121K Buy
1,717
+898
+110% +$63.1K ﹤0.01% 2374
2018
Q1 		$52K Sell
819
-288
-26% -$22.1K ﹤0.01% 3036
2017
Q4 		$85K Sell
1,107
-179
-14% -$12.3K ﹤0.01% 2698
2017
Q3 		$96K Buy
1,286
+546
+74% +$41.1K ﹤0.01% 2446
2017
Q2 		$56K Sell
740
-171
-19% -$13.8K ﹤0.01% 2765
2017
Q1 		$77K Buy
911
+311
+52% +$26K ﹤0.01% 2362
2016
Q4 		$47K Sell
600
-100
-14% -$7.75K ﹤0.01% 2658
2016
Q3 		$57K Sell
700
-983
-58% -$78.5K ﹤0.01% 2434
2016
Q2 		$133K Buy
+1,683
New +$126K ﹤0.01% 1731

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
MGAM
McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return
SEIA
Signature Estate & Investment Advisors Los Angeles, California $5.56B AUM 26.66% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
AIM
Allen Investment Management New York $8.09B AUM 16.78% 1-Year Est. Return
TB
Terril Brothers St. Louis, Missouri $388M AUM 29.38% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
SIA
Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Advisor Group's CEM Position: Q4 2019 in Review

Advisor Group increased its ClearBridge MLP and Midstream Fund Inc. (CEM) stake by 6% in Q4 2019, buying an estimated $5.74K and bringing the position to 1,895 shares worth $107K. The position accounts for ﹤0.01% of the portfolio, ranked #2896.

Advisor Group first reported a position in CEM in Q2 2016 and has held it in 15 quarters since. The position peaked at $243K in Q4 2018. 84 funds tracked by Wall St. Rank hold CEM as of Q4 2019.

  • Advisor Group held 1,895 shares of ClearBridge MLP and Midstream Fund Inc. worth $107K as of Q4 2019.
  • Advisor Group bought 107 ClearBridge MLP and Midstream Fund Inc. shares in Q4 2019, an estimated $5.74K.
  • ClearBridge MLP and Midstream Fund Inc. made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2896 holding.
  • Advisor Group first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2016 and has held it in 15 quarters since.
  • Advisor Group's ClearBridge MLP and Midstream Fund Inc. position peaked at $243K in Q4 2018.
  • 84 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.