CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Overview Fund Activity
Delisted

CEM was delisted on the 6th of September, 2024.

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71 hedge funds and large institutions have $318M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
24
Reduced
19
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$120M
2
Bank of America
Bank of America
North Carolina
$44.8M
3
BTS
BB&T Securities
Virginia
$13.1M
4
RJFSA
Raymond James Financial Services Advisors
Florida
$2.06M
5
U
UBS
Switzerland
$7.61M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$19.6M
2
GC
Guggenheim Capital
Illinois
$16.3M
3
Invesco
Invesco
Georgia
$10.3M
4
Ameriprise
Ameriprise
Minnesota
$2.63M
5
Deutsche Bank
Deutsche Bank
Germany
$788K
Name Holding Trade Value Shares
Change 		Shares
Change %
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$82K -$23.6K -173 -22%
CFN
52
Cordasco Financial Network
Florida
$77K +$77K +569 New
SFSIG
53
San Francisco Sentry Investment Group
California
$55K +$5.01K +37 +10%
JIC
54
Joel Isaacson & Co
New York
$54K – – –
WT
55
Whittier Trust
California
$52K +$52K +380 New
AIG
56
American International Group
New York
$50.3K -$155K -1,134 -75%
US Bancorp
57
US Bancorp
Minnesota
$46K – – –
RNS
58
Robert N. Shapiro
$41K -$1.22K -9 -3%
TWA
59
TCI Wealth Advisors
Arizona
$41K – – –
ASN
60
Advisory Services Network
Georgia
$39K +$39K +290 New
GT
61
Glenmede Trust
Pennsylvania
$37K – – –
LFR
62
Lehman Financial Resources
Pennsylvania
$28K – – –
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$27K +$18.1K +134 +203%
First Manhattan
64
First Manhattan
New York
$25K +$25K +184 New
AC
65
Alexandria Capital
Virginia
$19K – – –
CAPTRUST Financial Advisors
66
CAPTRUST Financial Advisors
North Carolina
$14K +$14K +102 New
TDC
67
Thompson Davis & Co
Virginia
$14K +$14K +103 New
CG
68
Colony Group
Massachusetts
$8K +$8K +56 New
TF
69
Tompkins Financial
New York
$6K – – –
OFG
70
OTA Financial Group
New York
$2.07K +$1.66K +12,214 +406%
TRCT
71
Tower Research Capital (TRC)
New York
$2K -$45.5K -273 -96%
Comerica Bank
72
Comerica Bank
Texas
– -$349K -2,621 Closed
Jane Street
73
Jane Street
New York
– -$228K -1,711 Closed
FBC
74
Fairfield, Bush & Co
Connecticut
– -$133K -1,000 Closed
MAA
75
Managed Account Advisors
New Jersey
– -$6K -48 Closed
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