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CEM

ClearBridge MLP and Midstream Fund Inc.

Delisted

CEM was delisted on the 6th of September, 2024.

71 hedge funds and large institutions have $318M invested in ClearBridge MLP and Midstream Fund Inc. in 2013 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

26% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 19

11% more funds holding

Funds holding: 6471 (+7)

6% more capital invested

Capital invested by funds: $301M → $318M (+$16.8M)

Holders
71
Holders Change
+7
Holders Change %
+10.94%
% of All Funds
2.06%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
24
Reduced
19
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$82K -$23.2K -173 -22%
CFN
52
Cordasco Financial Network
Florida
$77K +$76.3K +569 New
SFSIG
53
San Francisco Sentry Investment Group
California
$55K +$4.96K +37 +10%
JIC
54
Joel Isaacson & Co
New York
$54K
WT
55
Whittier Trust
California
$52K +$51K +380 New
AIG
56
American International Group
New York
$50.3K -$152K -1,134 -75%
US Bancorp
57
US Bancorp
Minnesota
$46K
RNS
58
Robert N. Shapiro
$41K -$1.21K -9 -3%
TWA
59
TCI Wealth Advisors
Arizona
$41K
ASN
60
Advisory Services Network
Georgia
$39K +$38.9K +290 New
GT
61
Glenmede Trust
Pennsylvania
$37K
LFR
62
Lehman Financial Resources
Pennsylvania
$28K
Fifth Third Bancorp
63
Fifth Third Bancorp
Ohio
$27K +$18K +134 +203%
First Manhattan
64
First Manhattan
New York
$25K +$24.7K +184 New
AC
65
Alexandria Capital
Virginia
$19K
CAPTRUST Financial Advisors
66
CAPTRUST Financial Advisors
North Carolina
$14K +$13.7K +102 New
TDC
67
Thompson Davis & Co
Virginia
$14K +$13.8K +103 New
CG
68
Colony Group
Massachusetts
$8K +$7.51K +56 New
TF
69
Tompkins Financial
New York
$6K
OFG
70
OTA Financial Group
New York
$2.07K +$1.64M +12,214 +406%
TRCT
71
Tower Research Capital (TRC)
New York
$2K -$36.6K -273 -96%
Comerica Bank
72
Comerica Bank
Texas
-$349K -2,621 Closed
Jane Street
73
Jane Street
New York
-$228K -1,711 Closed
FBC
74
Fairfield, Bush & Co
Connecticut
-$133K -1,000 Closed
MAA
75
Managed Account Advisors
New Jersey
-$6K -48 Closed

CEM Hedge Fund Activity: Q4 2013 in Review

71 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in ClearBridge MLP and Midstream Fund Inc. (CEM) for Q4 2013, worth a combined $318M — up 5.6% from $301M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new CEM positions and 4 closed out — a net gain of 8 holders — while 24 added to existing stakes and 19 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $8.19M. The largest seller was Advisors Asset Management, cutting an estimated $3.22M.

  • 71 institutional investors held ClearBridge MLP and Midstream Fund Inc. (CEM) as of Q4 2013, up from 64 in Q3 2013.
  • Funds reported $318M of ClearBridge MLP and Midstream Fund Inc. stock for Q4 2013, up 5.6% quarter-over-quarter.
  • 12 funds opened new ClearBridge MLP and Midstream Fund Inc. positions in Q4 2013 and 4 closed out, a net change of +8 holders.
  • The largest ClearBridge MLP and Midstream Fund Inc. buyer in Q4 2013 was Morgan Stanley, an estimated $8.19M added.
  • The largest ClearBridge MLP and Midstream Fund Inc. seller in Q4 2013 was Advisors Asset Management, an estimated $3.22M sold.

Based on aggregated 13F filings for Q4 2013.