TF
CEM

Tompkins Financial’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

Tompkins Financial’s Portfolio CEM Stock Details CEM Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-41
Closed -$6K – 551
2013
Q4 		$6K Hold
41
– – ﹤0.01% 454
2013
Q3 		$5K Buy
+41
New +$5.59K ﹤0.01% 428

Other funds holding CEM

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
GKIM
GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Tompkins Financial's CEM Position: Q1 2014 in Review

Tompkins Financial sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2014, closing a stake of 41 shares — an estimated $6K sold.

Tompkins Financial first reported a position in CEM in Q3 2013 and held it in 2 quarters. The position peaked at $6K in Q4 2013. 70 funds tracked by Wall St. Rank hold CEM as of Q1 2014.

  • Tompkins Financial reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2014 after selling out during the quarter.
  • Tompkins Financial sold 41 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2014, an estimated $6K.
  • Tompkins Financial first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q3 2013 and held it in 2 quarters.
  • Tompkins Financial's ClearBridge MLP and Midstream Fund Inc. position peaked at $6K in Q4 2013.
  • 70 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2014.

Based on Tompkins Financial's 13F filing for Q1 2014, filed 10 Apr 2014.