TCI Wealth Advisors’s ClearBridge MLP and Midstream Fund Inc. CEM Stock Holding History

TCI Wealth Advisors’s Portfolio CEM Stock Details CEM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q1	–	Sell	-300	Closed	-$41K	–	922
2013 Q4	$41K	Hold	300	–	–	0.03%	265
2013 Q3	$40K	Hold	300	–	–	0.03%	226
2013 Q2	$42K	Buy	+300	New	+$40.9K	0.03%	235

Other funds holding CEM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

GKIM

GW&K Investment Management Boston, Massachusetts $11.3B AUM 31.98% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

TCI Wealth Advisors's CEM Position: Q1 2014 in Review

TCI Wealth Advisors sold out of ClearBridge MLP and Midstream Fund Inc. (CEM) in Q1 2014, closing a stake of 300 shares — an estimated $41K sold.

TCI Wealth Advisors first reported a position in CEM in Q2 2013 and held it in 3 quarters. The position peaked at $42K in Q2 2013. 70 funds tracked by Wall St. Rank hold CEM as of Q1 2014.

TCI Wealth Advisors reported no remaining ClearBridge MLP and Midstream Fund Inc. position as of Q1 2014 after selling out during the quarter.
TCI Wealth Advisors sold 300 ClearBridge MLP and Midstream Fund Inc. shares in Q1 2014, an estimated $41K.
TCI Wealth Advisors first reported a position in ClearBridge MLP and Midstream Fund Inc. in Q2 2013 and held it in 3 quarters.
TCI Wealth Advisors's ClearBridge MLP and Midstream Fund Inc. position peaked at $42K in Q2 2013.
70 funds tracked by Wall St. Rank held ClearBridge MLP and Midstream Fund Inc. as of Q1 2014.

Based on TCI Wealth Advisors's 13F filing for Q1 2014, filed 15 May 2014.