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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
201
DELISTED
QVC Group Inc Series A
QVCGA
$262K 0.03%
+217
New +$259K
UNP icon
202
Union Pacific
UNP
$174B
$261K 0.03%
2,608
-4,018
-61% -$389K
UPS icon
203
United Parcel Service
UPS
$88.9B
$261K 0.03%
2,550
-26
-1% -$2.61K
USB icon
204
US Bancorp
USB
$99.6B
$258K 0.03%
5,929
-6,648
-53% -$277K
BIIB icon
205
Biogen
BIIB
$30.7B
$257K 0.02%
816
-8
-1% -$2.41K
IWM icon
206
iShares Russell 2000 ETF
IWM
$83B
$256K 0.02%
2,156
-835
-28% -$94.8K
EOG icon
207
EOG Resources
EOG
$70.7B
$254K 0.02%
2,162
-3,274
-60% -$344K
EWY icon
208
iShares MSCI South Korea ETF
EWY
$24.1B
$252K 0.02%
3,875
-11,759
-75% -$752K
IBM icon
209
IBM
IBM
$224B
$252K 0.02%
1,453
-26
-2% -$4.68K
MOBI
210
DELISTED
Sky-mobi Limited ADS
MOBI
$251K 0.02%
+30,360
New +$216K
VYNT
211
DELISTED
Vyant Bio, Inc. Common Stock
VYNT
$249K 0.02%
147
-9
-6% -$17.1K
SN
212
DELISTED
Sanchez Energy Corporation
SN
$249K 0.02%
6,628
-3,417
-34% -$108K
AXP icon
213
American Express
AXP
$230B
$243K 0.02%
2,564
-46
-2% -$4.15K
IWO icon
214
iShares Russell 2000 Growth ETF
IWO
$15.1B
$243K 0.02%
1,755
-445
-20% -$58.5K
BNY
215
Bank of New York Mellon
BNY
$107B
$242K 0.02%
6,520
-127
-2% -$4.39K
STI
216
DELISTED
SunTrust Banks, Inc.
STI
$239K 0.02%
5,974
-61
-1% -$2.38K
COVS
217
DELISTED
Covisint Corporation
COVS
$237K 0.02%
+48,765
New +$305K
HK
218
DELISTED
Halcon Resources Corporation
HK
$233K 0.02%
185
-142
-43% -$142K
MMM icon
219
3M
MMM
$94.3B
$232K 0.02%
1,941
-31
-2% -$3.64K
F icon
220
Ford
F
$55.7B
$228K 0.02%
13,256
-306
-2% -$4.98K
EBF icon
221
Ennis
EBF
$564M
$226K 0.02%
+14,845
New +$228K
KR icon
222
Kroger
KR
$34.8B
$226K 0.02%
9,158
-7,062
-44% -$164K
INVX
223
Innovex International
INVX
$1.97B
$224K 0.02%
+2,050
New +$220K
CSTM icon
224
Constellium
CSTM
$3.99B
$221K 0.02%
+6,900
New +$208K
AGN
225
DELISTED
Allergan plc
AGN
$218K 0.02%
+980
New +$203K
7 8
9
10 11

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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.