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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTSH icon
201
Cognizant
CTSH
$26B
$491K 0.04%
9,706
– –
WELL icon
202
Welltower
WELL
$171B
$428K 0.04%
7,989
– –
CRM icon
203
Salesforce
CRM
$158B
$424K 0.04%
7,687
+2,628
+52% +$141K
BIIB icon
204
Biogen
BIIB
$30.7B
$423K 0.04%
1,516
– –
COP icon
205
ConocoPhillips
COP
$141B
$415K 0.04%
5,867
– –
ARCC icon
206
Ares Capital
ARCC
$14.4B
$408K 0.04%
22,958
-36,794
-62% -$648K
LRCX icon
207
Lam Research
LRCX
$390B
$408K 0.04%
74,830
– –
QIHU
208
DELISTED
QIHOO 360 TECHNOLOGY CO LTD ADS RPSTG 3 CL A SHS
QIHU
$401K 0.04%
4,888
+2,360
+93% +$197K
IWM icon
209
iShares Russell 2000 ETF
IWM
$83B
$393K 0.03%
+3,411
New +$377K
NUWE icon
210
Nuwellis
NUWE
$543K
– –
0
– –
CZR
211
DELISTED
Caesars Entertainment Corporation
CZR
$371K 0.03%
17,230
+1,870
+12% +$36.5K
OCLR
212
DELISTED
Oclaro Inc.
OCLR
$369K 0.03%
148,250
-96,870
-40% -$207K
MACK
213
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
$365K 0.03%
+8,696
New +$252K
AAL icon
214
American Airlines Group
AAL
$10.6B
$358K 0.03%
+14,157
New +$365K
GIS icon
215
General Mills
GIS
$19.7B
$358K 0.03%
+7,179
New +$357K
TTMI icon
216
TTM Technologies
TTMI
$14.5B
$358K 0.03%
+41,755
New +$385K
BIND
217
DELISTED
BIND THERAPEUTICS INC
BIND
$356K 0.03%
+23,580
New +$300K
BBBY
218
Bed Bath & Beyond
BBBY
$442M
$355K 0.03%
+15,360
New +$311K
NEE icon
219
NextEra Energy
NEE
$177B
$353K 0.03%
16,512
– –
MODN
220
DELISTED
MODEL N, INC.
MODN
$349K 0.03%
+29,565
New +$276K
CARB
221
DELISTED
Carbonite Inc
CARB
$349K 0.03%
+29,410
New +$380K
LEAP
222
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$349K 0.03%
20,105
-4,395
-18% -$72.3K
BMRN icon
223
BioMarin Pharmaceuticals
BMRN
$12.4B
$348K 0.03%
+4,953
New +$336K
RT
224
DELISTED
Ruby Tuesday Georgia
RT
$337K 0.03%
+48,685
New +$322K
SUNE
225
DELISTED
SUNEDISON, INC COM
SUNE
$337K 0.03%
25,855
-29,265
-53% -$330K
7 8
9
10 11

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.