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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WNEB icon
176
Western New England Bancorp
WNEB
$275M
$311K 0.03%
41,615
-429
-1% -$3.08K
XCRA
177
DELISTED
Xcerra Corporation
XCRA
$309K 0.03%
+34,000
New +$313K
RLOC
178
DELISTED
REACHLOCAL INC COM STK (DE)
RLOC
$308K 0.03%
43,775
-470
-1% -$3.79K
AMZN icon
179
Amazon
AMZN
$2.96T
$303K 0.03%
18,640
-360
-2% -$5.7K
CAI
180
DELISTED
CAI International, Inc.
CAI
$301K 0.03%
13,610
-139
-1% -$3.13K
ICE icon
181
Intercontinental Exchange
ICE
$84.4B
$298K 0.03%
+7,875
New +$307K
AET
182
DELISTED
Aetna Inc
AET
$296K 0.03%
+3,650
New +$276K
HY icon
183
Hyster-Yale Materials Handling
HY
$665M
$287K 0.03%
+3,240
New +$294K
TSCO icon
184
Tractor Supply
TSCO
$18B
$286K 0.03%
+23,750
New +$311K
ZION icon
185
Zions Bancorporation
ZION
$10.3B
$286K 0.03%
9,700
-101
-1% -$2.97K
ABT icon
186
Abbott
ABT
$187B
$285K 0.03%
6,984
-156
-2% -$6.13K
AMG icon
187
Affiliated Managers Group
AMG
$9.76B
$285K 0.03%
1,388
-10
-0.7% -$1.93K
ESPR
188
DELISTED
Esperion Therapeutics
ESPR
$283K 0.03%
+17,858
New +$258K
COWN
189
DELISTED
Cowen Inc. Class A Common Stock
COWN
$279K 0.03%
16,546
-1,414
-8% -$23.3K
LCUT icon
190
Lifetime Brands
LCUT
$211M
$278K 0.03%
17,665
-7,345
-29% -$121K
MDT icon
191
Medtronic
MDT
$112B
$274K 0.03%
4,292
-77
-2% -$4.68K
META icon
192
Meta Platforms (Facebook)
META
$1.51T
$274K 0.03%
4,051
-70
-2% -$4.31K
KPTI icon
193
Karyopharm Therapeutics
KPTI
$48M
$269K 0.03%
+384
New +$179K
HERO
194
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$267K 0.03%
+66,300
New +$296K
LRCX icon
195
Lam Research
LRCX
$390B
$266K 0.03%
39,170
-730
-2% -$4.36K
ZNGA
196
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
$265K 0.03%
+82,600
New +$299K
PH icon
197
Parker-Hannifin
PH
$135B
$264K 0.03%
2,101
-20
-0.9% -$2.49K
URI icon
198
United Rentals
URI
$72.4B
$263K 0.03%
2,512
-26
-1% -$2.54K
HUB.B
199
DELISTED
HUBBELL INC CL-B
HUB.B
$263K 0.03%
+2,140
New +$253K
RTX icon
200
RTX Corp
RTX
$301B
$262K 0.03%
3,602
-62
-2% -$4.57K
6 7
8
9 10

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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.