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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIBX
176
DELISTED
TIBCO SOFTWARE INC
TIBX
$629K 0.06%
+28,010
New +$685K
FBP icon
177
First Bancorp
FBP
$4.38B
$624K 0.06%
+100,845
New +$578K
VRTX icon
178
Vertex Pharmaceuticals
VRTX
$126B
$619K 0.05%
+8,343
New +$581K
HUN icon
179
Huntsman Corp
HUN
$1.77B
$615K 0.05%
25,003
-5,381
-18% -$123K
MWA icon
180
Mueller Water Products
MWA
$4.16B
$615K 0.05%
+65,690
New +$560K
EMR icon
181
Emerson Electric
EMR
$88.3B
$613K 0.05%
8,731
– –
GS icon
182
Goldman Sachs
GS
$303B
$610K 0.05%
3,440
– –
ALXN
183
DELISTED
Alexion Pharmaceuticals
ALXN
$605K 0.05%
4,551
-1,326
-23% -$159K
HK
184
DELISTED
Halcon Resources Corporation
HK
$584K 0.05%
+880
New +$683K
M icon
185
Macy's
M
$6.68B
$579K 0.05%
10,839
-3,742
-26% -$181K
RTK
186
DELISTED
Rentech, Inc.
RTK
$579K 0.05%
+33,102
New +$607K
HSNI
187
DELISTED
HSN, Inc.
HSNI
$574K 0.05%
+9,203
New +$520K
STLD icon
188
Steel Dynamics
STLD
$37.6B
$573K 0.05%
+29,291
New +$537K
LCUT icon
189
Lifetime Brands
LCUT
$211M
$570K 0.05%
+36,230
New +$548K
AGG icon
190
iShares Core US Aggregate Bond ETF
AGG
$138B
$564K 0.05%
5,295
– –
EOG icon
191
EOG Resources
EOG
$70.7B
$554K 0.05%
6,602
– –
WNEB icon
192
Western New England Bancorp
WNEB
$275M
$550K 0.05%
73,555
-160
-0.2% -$1.17K
F icon
193
Ford
F
$55.7B
$548K 0.05%
35,562
-30,448
-46% -$511K
CAT icon
194
Caterpillar
CAT
$387B
$546K 0.05%
6,028
– –
FRAN
195
DELISTED
Francesca's Holdings Corporation
FRAN
$541K 0.05%
+2,457
New +$536K
SLCA
196
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$537K 0.05%
15,729
-7,736
-33% -$254K
TXN icon
197
Texas Instruments
TXN
$261B
$525K 0.05%
+11,950
New +$500K
AXP icon
198
American Express
AXP
$230B
$505K 0.04%
+5,562
New +$457K
ACN icon
199
Accenture
ACN
$108B
$498K 0.04%
6,079
– –
MON
200
DELISTED
Monsanto Co
MON
$495K 0.04%
4,240
-1,274
-23% -$139K
6 7
8
9 10

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.