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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUWE icon
151
Nuwellis
NUWE
$543K
– –
0
– –
MRO
152
DELISTED
Marathon Oil Corporation
MRO
$355K 0.03%
8,900
-93
-1% -$3.43K
UNH icon
153
UnitedHealth
UNH
$370B
$354K 0.03%
4,336
-4,911
-53% -$386K
KRFT
154
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$354K 0.03%
5,890
-61
-1% -$3.53K
STX icon
155
Seagate
STX
$184B
$353K 0.03%
6,200
+2,309
+59% +$124K
ENTR
156
DELISTED
ENTROPIC COMMUNICATIONS INC COM STK (DE)
ENTR
$351K 0.03%
105,630
-1,120
-1% -$3.94K
MPO
157
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$347K 0.03%
4,792
-4,896
-51% -$287K
MAN icon
158
ManpowerGroup
MAN
$2.63B
$345K 0.03%
+4,078
New +$332K
DQ
159
Daqo New Energy
DQ
$996M
$341K 0.03%
+53,325
New +$361K
OII icon
160
Oceaneering
OII
$4.77B
$340K 0.03%
4,350
-46
-1% -$3.38K
VIAB
161
DELISTED
Viacom Inc. Class B
VIAB
$340K 0.03%
3,913
-41
-1% -$3.48K
YHOO
162
DELISTED
Yahoo Inc
YHOO
$336K 0.03%
9,522
-2,565
-21% -$89.5K
REXR icon
163
Rexford Industrial Realty
REXR
$8.19B
$333K 0.03%
23,400
+6,020
+35% +$85.7K
HUN icon
164
Huntsman Corp
HUN
$1.77B
$331K 0.03%
11,793
-122
-1% -$3.19K
PM icon
165
Philip Morris
PM
$295B
$330K 0.03%
3,913
-70
-2% -$6.03K
DFS
166
DELISTED
Discover Financial Services
DFS
$327K 0.03%
5,260
-2,381
-31% -$139K
PRU icon
167
Prudential Financial
PRU
$41.8B
$324K 0.03%
3,640
-1,109
-23% -$93.2K
GILD icon
168
Gilead Sciences
GILD
$165B
$322K 0.03%
3,887
-73
-2% -$5.68K
MDLZ icon
169
Mondelez International
MDLZ
$79.9B
$322K 0.03%
8,513
-140
-2% -$5.12K
WMT icon
170
Walmart Inc
WMT
$890B
$322K 0.03%
12,858
-282
-2% -$7.24K
ESV
171
DELISTED
Ensco Rowan plc
ESV
$322K 0.03%
+1,450
New +$300K
PPG icon
172
PPG Industries
PPG
$26.6B
$321K 0.03%
3,040
-28
-0.9% -$2.78K
RPXC
173
DELISTED
RPX Corporation
RPXC
$319K 0.03%
17,985
-10,593
-37% -$176K
EWT icon
174
iShares MSCI Taiwan ETF
EWT
$10.7B
$318K 0.03%
+10,050
New +$301K
LJPC
175
DELISTED
La Jolla Pharmaceutical Company
LJPC
$316K 0.03%
+34,335
New +$313K
5 6
7
8 9

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L7C
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SWP
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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.