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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PPG icon
151
PPG Industries
PPG
$26.6B
$713K 0.06%
7,520
-20
-0.3% -$1.8K
HON icon
152
Honeywell
HON
$78B
$712K 0.06%
8,667
– –
FCX icon
153
Freeport-McMoran
FCX
$97.5B
$699K 0.06%
18,544
+9,154
+97% +$325K
APA icon
154
APA Corp
APA
$13.2B
$690K 0.06%
8,020
-10
-0.1% -$890
DFS
155
DELISTED
Discover Financial Services
DFS
$690K 0.06%
12,305
-4,071
-25% -$213K
AUXL
156
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$690K 0.06%
33,289
-6,790
-17% -$128K
ABT icon
157
Abbott
ABT
$187B
$688K 0.06%
17,940
– –
EMC
158
DELISTED
EMC CORPORATION
EMC
$685K 0.06%
27,184
-39,866
-59% -$966K
ESRX
159
DELISTED
Express Scripts Holding Company
ESRX
$680K 0.06%
9,683
– –
PSUN
160
DELISTED
PACIFIC SUNWEAR OF CAL. INC
PSUN
$680K 0.06%
203,490
-27,090
-12% -$79.3K
CIMT
161
DELISTED
CIMATRON LTD ORD SHS
CIMT
$676K 0.06%
+74,865
New +$523K
NWY
162
DELISTED
New York & Co Inc
NWY
$675K 0.06%
154,510
+81,360
+111% +$407K
LEA icon
163
Lear
LEA
$8.18B
$671K 0.06%
+8,279
New +$648K
PTC icon
164
PTC
PTC
$16B
$671K 0.06%
18,926
+70
+0.4% +$2.15K
NKE icon
165
Nike
NKE
$61.9B
$666K 0.06%
16,906
– –
CIVI
166
DELISTED
Civitas Resources
CIVI
$659K 0.06%
+136
New +$729K
REN
167
DELISTED
Resolute Energy Corporaton
REN
$659K 0.06%
14,597
+889
+6% +$40.8K
WEB
168
DELISTED
Web.com Group, Inc.
WEB
$654K 0.06%
20,590
+6,025
+41% +$175K
BKNG icon
169
Booking.com
BKNG
$161B
$651K 0.06%
14,050
-7,025
-33% -$313K
BMY icon
170
Bristol-Myers Squibb
BMY
$132B
$650K 0.06%
12,240
– –
PCRX icon
171
Pacira BioSciences
PCRX
$997M
$650K 0.06%
11,302
+50
+0.4% +$2.63K
URBN icon
172
Urban Outfitters
URBN
$6.59B
$649K 0.06%
17,502
-35
-0.2% -$1.31K
PXD
173
DELISTED
Pioneer Natural Resource Co.
PXD
$645K 0.06%
3,509
-10
-0.3% -$1.93K
PNC icon
174
PNC Financial Services
PNC
$101B
$640K 0.06%
8,230
-10,069
-55% -$755K
AGN
175
DELISTED
Allergan Inc
AGN
$634K 0.06%
5,699
-3,550
-38% -$339K
5 6
7
8 9

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.