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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.8%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$975M
AUM Growth
-$1.77M
Cap. Flow
-$553M
Cap. Flow %
-56.69%
Top 10 Hldgs %
23.22%
Holding
287
New
12
Increased
61
Reduced
25
Closed
17

Top Buys

Rank Stock Value
1
DCUC
Dominion Energy, Inc.
DCUC
+$8.79M
2
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$7.81M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$4.99M
4
EXCU
Exelon Corporation
EXCU
+$3.52M
5
SRCLP
Stericycle, Inc
SRCLP
+$2.85M

Top Sells

Rank Stock Value
1
SWNC
Southwestern Energy Company
SWNC
+$6.48M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.67M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
+$2.73M

Sector Composition

Rank Sector Weight
1 Industrials 1.42%
2 Financials 0.75%
3 Healthcare 0.62%
4 Consumer Staples 0.5%
5 Technology 0.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BA icon
126
Boeing
BA
$185B
$203K 0.02%
1,592
– –
XRX icon
127
Xerox
XRX
$425M
$161K 0.02%
5,490
+1
+0% +$26
ON icon
128
ON Semiconductor
ON
$31.6B
$152K 0.02%
15,812
+2
+0% +$17
AIG icon
129
American International
AIG
$41.3B
– –
-3,382
Closed -$211K
DBEU icon
130
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$799M
– –
-8,808
Closed -$229K
EOG icon
131
EOG Resources
EOG
$70.7B
– –
-3,584
Closed -$254K
FXG icon
132
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-73,180
Closed -$3.25M
IWM icon
133
iShares Russell 2000 ETF
IWM
$81.9B
– –
-2,489
Closed -$281K
MPC icon
134
Marathon Petroleum
MPC
$83.7B
– –
-4,540
Closed -$236K
OXY icon
135
Occidental Petroleum
OXY
$55.9B
– –
-3,109
Closed -$212K
PFF icon
136
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-6,554
Closed -$254K
VRTX icon
137
Vertex Pharmaceuticals
VRTX
$126B
– –
-1,625
Closed -$204K
XRT icon
138
State Street SPDR S&P Retail ETF
XRT
$654M
– –
-16,996
Closed -$737K
ALR.PRB
139
DELISTED
Alere Inc
ALR.PRB
– –
-8,000
Closed -$2.2M
DD
140
DELISTED
Du Pont De Nemours E I
DD
– –
-3,056
Closed -$205K
YHOO
141
DELISTED
Yahoo Inc
YHOO
– –
-6,464
Closed -$215K
AMSGP
142
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
– –
-13,483
Closed -$1.94M
EMC
143
DELISTED
EMC CORPORATION
EMC
– –
-12,505
Closed -$320K
DCUA
144
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-94,544
Closed -$5M
SWFT
145
DELISTED
Swift Transportation Company
SWFT
– –
-10,331
Closed -$143K
2 3 4 5
6

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VIP
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CHAM
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HTI
Hikari Tsushin Inc Tokyo, Japan $1.45B AUM 3.37% 1-Year Est. Return
SIA
Strategic Investment Advisors Farmington Hills, Michigan $1.45B AUM 17.59% 1-Year Est. Return
L7C
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SWP
Strategic Wealth Partners Independence, Ohio $1.44B AUM 21.2% 1-Year Est. Return
WBC
Westpac Banking Corp Sydney, Australia $1.44B AUM 28.5% 1-Year Est. Return
LLL
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SSI Investment Management's Q1 2016 Portfolio in Review

As of Q1 2016, SSI Investment Management held 287 positions worth $975M, down 0.18% from $977M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $553M in Q1 2016, closing 17 positions and reducing 25 holdings. Its most notable exit was DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA), an estimated $5M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.4% of assets, up from 1.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, SSI Investment Management opened a new position in Dominion Energy, Inc. worth $9.01M.

  • SSI Investment Management's largest Q1 2016 buy was Dominion Energy, Inc.: 178,495 shares worth $9.01M.
  • SSI Investment Management added most to Wells Fargo 7.5% Non Cumv Perp Conv in Q1 2016, an estimated $7.81M increase.
  • SSI Investment Management's biggest Q1 2016 reduction was Southwestern Energy Company, cutting an estimated $6.48M.
  • SSI Investment Management fully exited DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q1 2016, selling an estimated $5M.
  • SSI Investment Management's ten largest holdings make up 23% of its $975M portfolio in Q1 2016.
  • SSI Investment Management opened 12 new positions and closed 17 in Q1 2016.
  • SSI Investment Management's portfolio value fell 0.18% quarter-over-quarter to $975M.

Based on SSI Investment Management's 13F filing for Q1 2016, filed 9 May 2016.