SIM

SSI Investment Management Portfolio holdings

AUM $1.42B
This Quarter Return
+0.78%
1 Year Return
+4.23%
3 Year Return
+10.78%
5 Year Return
+15.82%
10 Year Return
+26.07%
AUM
$952M
AUM Growth
+$952M
Cap. Flow
+$21.4M
Cap. Flow %
2.25%
Top 10 Hldgs %
22.78%
Holding
307
New
11
Increased
61
Reduced
25
Closed
17

Top Buys

1
DCUC
Dominion Energy, Inc.
DCUC
$9.01M
2
WFC.PRL icon
WELLS FARGO 7.5% NON CUMV PERP CONV
WFC.PRL
$8M
3
BAC.PRL icon
Bank of America Series L
BAC.PRL
$5.12M
4
EXCU
Exelon Corporation
EXCU
$3.85M
5
SRCLP
Stericycle, Inc
SRCLP
$3M

Top Sells

1
SWNC
Southwestern Energy Company
SWNC
$6.85M
2
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
$5M
3
IVV icon
iShares Core S&P 500 ETF
IVV
$4.92M
4
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
$3.25M
5
FPX icon
First Trust US Equity Opportunities ETF
FPX
$2.9M

Sector Composition

1 Industrials 1.43%
2 Financials 0.77%
3 Healthcare 0.64%
4 Technology 0.53%
5 Consumer Staples 0.51%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XRX icon
126
Xerox
XRX
$482M
$161K 0.02%
14,467
+2
+0% +$22
ON icon
127
ON Semiconductor
ON
$20B
$152K 0.02%
15,812
+2
+0% +$19
DBEU icon
128
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$691M
– –
-8,808
Closed -$229K
EOG icon
129
EOG Resources
EOG
$68.8B
– –
-3,584
Closed -$254K
FXG icon
130
First Trust Consumer Staples AlphaDEX Fund
FXG
$286M
– –
-73,180
Closed -$3.25M
HYG icon
131
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.7B
– –
0
– –
IWM icon
132
iShares Russell 2000 ETF
IWM
$66.6B
– –
-2,489
Closed -$281K
MPC icon
133
Marathon Petroleum
MPC
$54.8B
– –
-4,540
Closed -$236K
OXY icon
134
Occidental Petroleum
OXY
$47.3B
– –
-3,104
Closed -$212K
PFF icon
135
iShares Preferred and Income Securities ETF
PFF
$14.4B
– –
-6,554
Closed -$254K
VRTX icon
136
Vertex Pharmaceuticals
VRTX
$100B
– –
-1,625
Closed -$204K
XRT icon
137
SPDR S&P Retail ETF
XRT
$426M
– –
-16,996
Closed -$737K
ALR.PRB
138
DELISTED
Alere Inc
ALR.PRB
– –
-8,000
Closed -$2.2M
DD
139
DELISTED
Du Pont De Nemours E I
DD
– –
-3,056
Closed -$205K
YHOO
140
DELISTED
Yahoo Inc
YHOO
– –
-6,464
Closed -$215K
AMSGP
141
DELISTED
Amsurg Corp. 5.25% Mandatory Convertible Pft Stk Ser A-1
AMSGP
– –
-13,483
Closed -$1.94M
EMC
142
DELISTED
EMC CORPORATION
EMC
– –
-12,505
Closed -$320K
DCUA
143
DELISTED
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
– –
-94,544
Closed -$5M
SWFT
144
DELISTED
Swift Transportation Company
SWFT
– –
-10,331
Closed -$143K
AIG icon
145
American International
AIG
$44.9B
– –
-3,382
Closed -$211K
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