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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.79%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$977M
AUM Growth
+$47.9M
Cap. Flow
-$591M
Cap. Flow %
-60.44%
Top 10 Hldgs %
20.93%
Holding
294
New
14
Increased
18
Reduced
23
Closed
15

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$15.4M
2
ARE.PRD
Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock
ARE.PRD
+$7.39M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.72M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$3.43M
5
FXG icon
First Trust Consumer Staples AlphaDEX Fund
FXG
+$3.2M

Top Sells

Rank Stock Value
1
TSNU
Tyson Foods, Inc.
TSNU
+$8.87M
2
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$8.41M
3
FPE icon
First Trust Preferred Securities and Income ETF
FPE
+$6.26M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$3.94M
5
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$3.72M

Sector Composition

Rank Sector Weight
1 Industrials 1.1%
2 Healthcare 0.87%
3 Financials 0.83%
4 Technology 0.52%
5 Consumer Staples 0.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
126
Texas Instruments
TXN
$261B
$210K 0.02%
+3,812
New +$213K
GIS icon
127
General Mills
GIS
$19.7B
$207K 0.02%
3,585
– –
DD
128
DELISTED
Du Pont De Nemours E I
DD
$205K 0.02%
+3,056
New +$194K
VRTX icon
129
Vertex Pharmaceuticals
VRTX
$126B
$204K 0.02%
+1,625
New +$196K
WMT icon
130
Walmart Inc
WMT
$890B
$204K 0.02%
10,083
-2,730
-21% -$54.8K
ON icon
131
ON Semiconductor
ON
$31.6B
$156K 0.02%
15,810
– –
XRX icon
132
Xerox
XRX
$425M
$156K 0.02%
5,489
– –
SWFT
133
DELISTED
Swift Transportation Company
SWFT
$143K 0.01%
10,331
– –
BSV icon
134
Vanguard Short-Term Bond ETF
BSV
$45.6B
– –
-104,642
Closed -$8.41M
FPE icon
135
First Trust Preferred Securities and Income ETF
FPE
$6.36B
– –
-334,214
Closed -$6.26M
FTC icon
136
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.38B
– –
-66,109
Closed -$3.02M
GDX icon
137
VanEck Gold Miners ETF
GDX
$27.4B
– –
-69,950
Closed -$960K
GOOG icon
138
Alphabet (Google) Class C
GOOG
$4.32T
– –
-40,620
Closed -$1.29M
HPQ icon
139
HP
HPQ
$27.5B
– –
-20,569
Closed -$239K
IGHG icon
140
ProShares Investment Grade-Interest Rate Hedged
IGHG
$329M
– –
-16,298
Closed -$1.2M
IGSB icon
141
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
– –
-70,726
Closed -$3.72M
ITB icon
142
iShares US Home Construction ETF
ITB
$2.41B
– –
-79,095
Closed -$2.06M
SHV icon
143
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
– –
-3,840
Closed -$423K
XHB icon
144
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
– –
-6,640
Closed -$226K
XLP icon
145
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
– –
-4,867
Closed -$231K
APC
146
DELISTED
Anadarko Petroleum
APC
– –
-3,820
Closed -$230K
SWU
147
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-22,049
Closed -$2.94M
AA.PRB
148
DELISTED
Alcoa Inc
AA.PRB
– –
-36,730
Closed -$1.24M
2 3 4 5
6

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CHAM
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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2015 Portfolio in Review

As of Q4 2015, SSI Investment Management held 294 positions worth $977M, up 5.1% from $929M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

SSI Investment Management withdrew a net $591M in Q4 2015, closing 15 positions and reducing 23 holdings. Its most notable exit was Vanguard Short-Term Bond ETF, an estimated $8.41M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 1.1% of assets, down from 1.4% a quarter earlier, followed by Healthcare and Financials.

Against the trend, SSI Investment Management opened a new position in Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock worth $7.24M.

  • SSI Investment Management's largest Q4 2015 buy was Alexandria Real Estate Equities Inc 7.00% Series D Preferred Stock: 270,000 shares worth $7.24M.
  • SSI Investment Management added most to iShares Core S&P 500 ETF in Q4 2015, an estimated $15.4M increase.
  • SSI Investment Management's biggest Q4 2015 reduction was Tyson Foods, Inc., cutting an estimated $8.87M.
  • SSI Investment Management fully exited Vanguard Short-Term Bond ETF in Q4 2015, selling an estimated $8.41M.
  • SSI Investment Management's ten largest holdings make up 21% of its $977M portfolio in Q4 2015.
  • SSI Investment Management opened 14 new positions and closed 15 in Q4 2015.
  • SSI Investment Management's portfolio value rose 5.1% quarter-over-quarter to $977M.

Based on SSI Investment Management's 13F filing for Q4 2015, filed 10 Feb 2016.