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SIM

SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+0.92%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.03B
AUM Growth
+$52.6M
Cap. Flow
-$649M
Cap. Flow %
-62.88%
Top 10 Hldgs %
23.29%
Holding
438
New
49
Increased
47
Reduced
141
Closed
51

Top Buys

Rank Stock Value
1
RPT.PRD
RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest
RPT.PRD
+$4.28M
2
IRDMB
Iridium Communications Inc - 6.75% Series B
IRDMB
+$4.16M
3
AMT.PRA
American Tower Corporation
AMT.PRA
+$1.69M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$1M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$635K

Top Sells

Rank Stock Value
1
PPL.PRW
PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS
PPL.PRW
+$2.17M
2
GWRU
GENESEE & WYOMING INC TANGIBLE EQUITY UNIT (DE)
GWRU
+$1.21M
3
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$1.14M
4
GE icon
GE Aerospace
GE
+$816K
5
EWY icon
iShares MSCI South Korea ETF
EWY
+$752K

Sector Composition

Rank Sector Weight
1 Financials 1.73%
2 Industrials 1.29%
3 Healthcare 1.2%
4 Technology 1.08%
5 Energy 1.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
126
Prospect Capital
PSEC
$1.17B
$412K 0.04%
38,805
+16,173
+71% +$168K
XOMA
127
DELISTED
Xoma
XOMA
$412K 0.04%
4,488
+759
+20% +$65.8K
HPQ icon
128
HP
HPQ
$27.5B
$411K 0.04%
26,864
-364
-1% -$5.47K
VITC
129
DELISTED
VITACOST COM INC COM STK (DE)
VITC
$409K 0.04%
65,340
-690
-1% -$4.49K
MRK icon
130
Merck
MRK
$318B
$407K 0.04%
7,382
-163
-2% -$8.89K
SBUX icon
131
Starbucks
SBUX
$120B
$407K 0.04%
10,538
-134
-1% -$4.87K
PEP icon
132
PepsiCo
PEP
$190B
$403K 0.04%
4,520
-91
-2% -$7.86K
TT icon
133
Trane Technologies
TT
$106B
$402K 0.04%
6,428
-4,617
-42% -$274K
COP icon
134
ConocoPhillips
COP
$141B
$401K 0.04%
4,667
-49
-1% -$3.82K
QCOM icon
135
Qualcomm
QCOM
$176B
$397K 0.04%
5,010
-92
-2% -$7.31K
BRK.B icon
136
Berkshire Hathaway Class B
BRK.B
$1.13T
$394K 0.04%
3,109
-36
-1% -$4.56K
LMNS
137
DELISTED
LUMENIS LTD CL B ORD SHS (ISR)
LMNS
$394K 0.04%
+40,400
New +$375K
KBIO
138
DELISTED
KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE)
KBIO
$394K 0.04%
21,670
+12,436
+135% +$213K
GM icon
139
General Motors
GM
$76.8B
$391K 0.04%
10,787
-157
-1% -$5.47K
CTIC
140
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
$382K 0.04%
13,553
+1,566
+13% +$47.1K
DIS icon
141
Walt Disney
DIS
$181B
$381K 0.04%
4,452
-1,732
-28% -$141K
INTC icon
142
Intel
INTC
$513B
$377K 0.04%
12,175
-257
-2% -$7.04K
PERI icon
143
Perion Network
PERI
$386M
$374K 0.04%
12,378
+3,005
+32% +$94.3K
BKNG icon
144
Booking.com
BKNG
$161B
$373K 0.04%
+7,850
New +$377K
MCK icon
145
McKesson
MCK
$101B
$369K 0.04%
1,972
-40
-2% -$7.12K
UCTT
146
Ultra Clean Holdings
UCTT
$3.95B
$365K 0.04%
+40,405
New +$386K
FNSR
147
DELISTED
Finisar Corp
FNSR
$365K 0.04%
+18,495
New +$445K
CSCO icon
148
Cisco
CSCO
$479B
$364K 0.04%
14,633
-285
-2% -$6.79K
TWX
149
DELISTED
Time Warner Inc
TWX
$364K 0.04%
5,145
-271
-5% -$17.8K
BUD icon
150
AB InBev
BUD
$165B
$363K 0.04%
3,146
-2,449
-44% -$269K
4 5
6
7 8

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SSI Investment Management's Q2 2014 Portfolio in Review

As of Q2 2014, SSI Investment Management held 438 positions worth $1.03B, up 5.4% from $980M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

SSI Investment Management withdrew a net $649M in Q2 2014, closing 51 positions and reducing 141 holdings. Its most notable exit was PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS, an estimated $2.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.7% of assets, down from 2% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, SSI Investment Management opened a new position in RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest worth $4.3M.

  • SSI Investment Management's largest Q2 2014 buy was RPT Realty 7.25% Series D Cumulative Convertible Perpetual Preferred Shares of Beneficial Interest: 70,000 shares worth $4.3M.
  • SSI Investment Management added most to DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA) in Q2 2014, an estimated $1M increase.
  • SSI Investment Management's biggest Q2 2014 reduction was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, cutting an estimated $1.14M.
  • SSI Investment Management fully exited PPL CORP CORP UITS CONSISTING OF PUR CONTRACT JR SUB NTS in Q2 2014, selling an estimated $2.17M.
  • SSI Investment Management's ten largest holdings make up 23% of its $1.03B portfolio in Q2 2014.
  • SSI Investment Management opened 49 new positions and closed 51 in Q2 2014.
  • SSI Investment Management's portfolio value rose 5.4% quarter-over-quarter to $1.03B.

Based on SSI Investment Management's 13F filing for Q2 2014, filed 8 Aug 2014.