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SSI Investment Management Portfolio holdings

AUM $1.45B
1-Year Est. Return 5.8%
This Fund
S&P 500
This Quarter Est. Return
+2.65%
1 Year Est. Return
+5.8%
3 Year Est. Return
+11.81%
5 Year Est. Return
+13.07%
10 Year Est. Return
+29.97%
AUM
$1.13B
AUM Growth
+$18.3M
Cap. Flow
-$679M
Cap. Flow %
-60.16%
Top 10 Hldgs %
19.64%
Holding
458
New
61
Increased
55
Reduced
93
Closed
51

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.94M
2
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$3.87M
3
HBANP
Huntington Bancshars Inc. Pfd Ser A
HBANP
+$3.76M
4
DCUA
DOMINION RESOURCES INC. CORP UNIT 2013 SER A (VA)
DCUA
+$2.7M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$1.88M

Top Sells

Rank Stock Value
1
GM.PRB
GENERAL MTRS CO JR PFD CONV SER B (DE)
GM.PRB
+$9.28M
2
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
+$3.63M
3
GT.PRA
GOODYEAR TIRE & RUBR CO PFD CONV (OH)
GT.PRA
+$3.33M
4
BAC.PRL icon
Bank of America Series L
BAC.PRL
+$3.24M
5
WFC.PRL icon
Wells Fargo 7.5% Non Cumv Perp Conv
WFC.PRL
+$3.23M

Sector Composition

Rank Sector Weight
1 Financials 3.46%
2 Healthcare 2.81%
3 Technology 2.37%
4 Industrials 2.08%
5 Consumer Discretionary 2.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBD icon
126
Warner Bros
WBD
$67.1B
$830K 0.07%
+17,961
New +$777K
REGN icon
127
Regeneron Pharmaceuticals
REGN
$80.8B
$827K 0.07%
3,004
-4
-0.1% -$1.15K
BNY
128
Bank of New York Mellon
BNY
$107B
$826K 0.07%
23,647
+8,496
+56% +$277K
CDNS icon
129
Cadence Design Systems
CDNS
$93.4B
$822K 0.07%
+58,670
New +$787K
TEL icon
130
TE Connectivity
TEL
$62.6B
$803K 0.07%
14,554
-6,195
-30% -$326K
FFIV icon
131
F5
FFIV
$22.7B
$799K 0.07%
+8,805
New +$750K
L icon
132
Loews
L
$23.6B
$798K 0.07%
16,540
– –
MBI icon
133
MBIA
MBI
$260M
$798K 0.07%
66,776
+16,126
+32% +$186K
CSOD
134
DELISTED
Cornerstone OnDemand, Inc.
CSOD
$798K 0.07%
+14,963
New +$743K
DD icon
135
DuPont de Nemours
DD
$19.2B
$795K 0.07%
7,072
+14
+0.2% +$1.44K
VTRS icon
136
Viatris
VTRS
$18.9B
$787K 0.07%
18,202
+4,242
+30% +$174K
URI icon
137
United Rentals
URI
$72.4B
$786K 0.07%
10,082
-20
-0.2% -$1.34K
MHO icon
138
M/I Homes
MHO
$3.84B
$785K 0.07%
30,893
-55
-0.2% -$1.16K
END
139
DELISTED
ENDEAVOUR INTERNATIONAL CORP NEW (NV)
END
$780K 0.07%
148,190
+71,180
+92% +$382K
MONT
140
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
$767K 0.07%
+47,008
New +$727K
EZCH
141
DELISTED
EZCHIP SEMICONDUCTOR LIMITED ORD SHS (IL)
EZCH
$765K 0.07%
+31,068
New +$767K
SN
142
DELISTED
Sanchez Energy Corporation
SN
$760K 0.07%
31,023
+3,201
+12% +$85.1K
BANC icon
143
Banc of California
BANC
$2.97B
$757K 0.07%
+56,525
New +$756K
TEX icon
144
Terex
TEX
$7.74B
$748K 0.07%
+17,771
New +$644K
MPO
145
DELISTED
MIDSTATES PETE CO INC COM NEW
MPO
$748K 0.07%
+11,303
New +$656K
RPXC
146
DELISTED
RPX Corporation
RPXC
$747K 0.07%
+44,195
New +$752K
KEYW
147
DELISTED
The KEYW Holding Corporation
KEYW
$734K 0.07%
54,638
+10,843
+25% +$136K
CWST icon
148
Casella Waste Systems
CWST
$5.69B
$732K 0.06%
126,145
-7,000
-5% -$40.7K
MDLZ icon
149
Mondelez International
MDLZ
$79.9B
$729K 0.06%
20,653
-15,465
-43% -$514K
FBIN icon
150
Fortune Brands Innovations
FBIN
$6.06B
$723K 0.06%
+18,532
New +$668K
4 5
6
7 8

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HTI
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SIA
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L7C
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SWP
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WBC
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LLL
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SSI Investment Management's Q4 2013 Portfolio in Review

As of Q4 2013, SSI Investment Management held 458 positions worth $1.13B, up 1.6% from $1.11B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

SSI Investment Management withdrew a net $679M in Q4 2013, closing 51 positions and reducing 93 holdings. Its most notable exit was GENERAL MTRS CO JR PFD CONV SER B (DE), an estimated $9.28M position sold in full.

By sector, the portfolio is most concentrated in Financials at 3.5% of assets, up from 2.7% a quarter earlier, followed by Healthcare and Technology.

Against the trend, SSI Investment Management opened a new position in Crown Castle International Corp. worth $3.83M.

  • SSI Investment Management's largest Q4 2013 buy was Crown Castle International Corp.: 38,467 shares worth $3.83M.
  • SSI Investment Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2013, an estimated $8.94M increase.
  • SSI Investment Management's biggest Q4 2013 reduction was METLIFE, INC. COM EQUITY UNIT, cutting an estimated $3.63M.
  • SSI Investment Management fully exited GENERAL MTRS CO JR PFD CONV SER B (DE) in Q4 2013, selling an estimated $9.28M.
  • SSI Investment Management's ten largest holdings make up 20% of its $1.13B portfolio in Q4 2013.
  • SSI Investment Management opened 61 new positions and closed 51 in Q4 2013.
  • SSI Investment Management's portfolio value rose 1.6% quarter-over-quarter to $1.13B.

Based on SSI Investment Management's 13F filing for Q4 2013, filed 7 Feb 2014.